Posts tagged with: "206"
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27 Apr 2012, 9:49 am
The Council of the European Union has published Council Decision 2012/206/CFSP, which came into force on 24 April 2012 and which imposes further restrictive measures against Syria. [read post]
19 Sep 2007, 9:54 am
Drop me an email or call my cell, 206 321 3627. [read post]
16 Feb 2010, 3:52 am
Court of Appeal (Civil Division) Oceanbulk Shipping & Trading SA v TMT Asia Ltd [2010] EWCA Civ 79 (15 February 2010) High Court (Administrative Court) Barnsley Metropolitan Borough Council v Secretary of State for Communities and Local Government & Anor [2010] EWHC 206 (Admin) (15 February 2010) High Court (Chancery Division) Stream Healthcare (London) Ltd v Pitman Education and Training Ltd [2010] EWHC 216 (Ch) (15 February 2010) Rolfe & Anor v Bernard Samuel Rolfe Tulsesense… [read post]
7 Feb 2017, 7:56 am
The Galveston County Bar Association and Houston Bar Foundation’s Veterans Legal Initiative will host a free legal clinic for veterans from 9 a.m. to noon Feb. 18 in suite 206 of the Texas City VA Outpatient Clinic, 9300 Emmett F. [read post]
16 Oct 2007, 12:06 pm
Section 23-66-206(10)(A)(ii), the payment of fees associated with the settlement fund would be considered an improper inducement. [read post]
10 Dec 2010, 2:25 pm
Call the Library at 206-296-0940 to sign up for these three classes. [read post]
9 Aug 2017, 6:00 am
., Ste. 206, Texas City 77591. [read post]
24 Jul 2010, 6:01 am
The plane, a Cessna 206, departed from Alma, Michigan, about 150 miles northwest of Detroit. [read post]
16 Mar 2012, 12:50 pm
Route 206 bypass in Hillsborough Township to Peter J. [read post]
California Supreme Court Upholds Existing Standards for Public Expenditures on Local Ballot Measures
5 Jun 2009, 8:45 am
Mott (1976) 17 Cal.3d 206, and maintains existing limitations on the expenditure of public funds for materials and activities related to ballot measures. [read post]
12 May 2023, 12:15 am
Code § 206. [read post]
8 Jun 2015, 5:12 am
The Commission alleged that the respondents violated (or aided and abetted violations of) Investment Advisers Act Sections 206(1), 206(2), and 207 by failing to disclose the arrangement and the resulting conflicts of interest.Disclosures. [read post]
5 Oct 2017, 8:13 am
Attorney's Office for the Southern District of New York today announced criminal charges against Scronic.The SEC's complaint charges Scronic with violating Section 17(a) of the Securities Act of 1933, Section 10(b) of the Exchange Act of 1934 and Rule 10b-5 thereunder, as well as Sections 206(1), 206(2), and 206(4) of the Investment Advisers Act of 1940 and Rule 206(4)-8 thereunder. [read post]
23 Aug 2016, 8:44 am
Kelly, Co-Chief of the SEC Enforcement Division’s Asset Management Unit.Apollo consented to the entry of the SEC’s order finding that it violated Sections 206(2) and 206(4) of the Advisers Act and Rules 206(4)-7 and 206(4)-8. [read post]
18 Aug 2015, 8:52 am
National Australia Bank also applied to Investment Advisers Act Section 206. [read post]
18 Jul 2019, 10:37 am
"The SEC's order finds that, based on the above conduct, Rege aided and abetted and caused the adviser's violations of the antifraud provisions of Sections 206(1), 206(2), and 206(4) of the Investment Advisers Act of 1940 and Rule 206(4)-8 thereunder. [read post]
1 Dec 2016, 7:56 am
According to Pershing Square’s application for exemption from 206(4)-5’s penalty provisions, which was filed with the SEC in September but only made public this week, a single Pershing Square analyst made a single $500 contribution to a Massachusetts candidate for governor in excess of the $150 limit proscribed by 206(4)-5. [read post]
14 Mar 2016, 11:19 am
The three firms – Royal Alliance Associates, SagePoint Financial, and FSC Securities Corporation – consented to the SEC’s order without admitting or denying the findings that they violated Sections 206(2), 206(4) and 207 of the Investment Advisers Act of 1940 and Rule 206(4)-7. [read post]
14 Sep 2017, 8:27 am
”The SEC’s order finds that SunTrust violated Sections 206(2), 206(4) and 207 of the Investment Advisers Act of 1940 and Rule 206(4)-7. [read post]
3 Jan 2013, 4:20 am
GMU University Ombudsman Dolores Gomez-Moran reports she handled 206 cases in the 2011-12 academic year, a 3% increase from the previous year, and a 13% increase from 2009-10. [read post]
