Posts tagged with: "206"
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4 Jun 2009, 8:00 am
The Commission sanctioned Infotech for willfully violating Section 206 and Rule 206(4)-6, apparently for failing to have in place policies designed to vote shares in the best interest of their clients. [read post]
4 Jun 2009, 5:00 am
The Commission intervened in the area when it adopted Rule 206(4)-6. [read post]
2 Jun 2009, 6:31 pm
” To view all comments submitted to the SEC regarding the proposed amendments to Rule 206(4)-2, including discussions from the above-cited respondents, please visit: [www.sec.gov] [read post]
1 Jun 2009, 1:00 pm
SAVE THE DATE THE RITZ LOUNGE & BAR HOSTSA PRE-EVENT COCKTAIL MIXERAND HOST COMMITTEE PARTYFOR amfAR'S HONORING WITH PRIDE WEDNESDAY, MAY 206:00-8:00 P.M. [read post]
31 May 2009, 11:10 pm
See Parker, 206 S.W.3d at 600. [read post]
28 May 2009, 4:04 pm
Specifically, the amendments address Rules 206(4)-2 and 204-2, and Forms ADV and ADV-E. [read post]
28 May 2009, 4:00 am
The proposed rules are amendments to Rule 206(4)-2 [17 CFR 275.206(4)-2], Rule 204-2 [17 CFR 275.204-2] under the Investment Advisers Act of 1940 [15 U.S.C. 80b] (the "Advisers Act" or "Act"), to Form ADV [17 CFR 279.1], and to Form ADV-E [17 CFR 279.8]. [read post]
21 May 2009, 11:44 am
In our continuing examinations of the decisions of judges rumored to be under serious consideration for nomination to the Supreme Court, below are summaries of a number of Judge Sotomayor's decisions that provoked dissents or concurrences from other panel members. [read post]
15 May 2009, 1:55 pm
Prosecutors say Juan Cayetano had a BAC of .206% when he ran a red light on Chicago's South Side and hit a Lexus driven by a 48-year-old Chicago Heights resident. [read post]
15 May 2009, 12:23 pm
If you'd like to get together with me to chat about blogs or social media while I'm in Portland on the 21st, either before or after the presentation, feel free to email me or call my cell, 206-321-3627. [read post]
15 May 2009, 2:45 am
No. 105-206, § 1203, 112 Stat. 685 (1998); Boris... [read post]
14 May 2009, 8:46 pm
On remand after the Third Circuit (498 F.3d 206 (3d Cir. 2007)) reversed summary judgment in favor of the defendants Michael Foods (the seller) and Sodexho (the favored purchaser), the district court held after trial that plaintiff demonstrated competitive injury because it competed with Sodexho for the same institutional customers and that Sodexho received prices that were "massive[ly]" lower than plaintiffs. [read post]
13 May 2009, 6:10 pm
With warm best wishes,Grace GreenwichDirector of Alumni Relations(206) 398-4600 [read post]
11 May 2009, 9:11 am
The New York Times, May 8, 2009 Friday, Late Edition - Final, Section A; Column 0; Editorial Desk; LETTER; Pg. 30, 206 words, Preventing Hate CrimesCopyright 2009 The New York Times Company... [read post]
10 May 2009, 8:18 pm
For Northwest fish and seafood, try Flying Fish (2234 First Avenue; (206) 728-8595); Oceanaire (1700 Seventh Avenue; (206) 267-2277); McCormick’s Fish House (722 Fourth Avenue; (206) 682-3900); and The Brooklyn (1212 Second Avenue; (206) 224-7000). [read post]
7 May 2009, 3:23 pm
The subject matter of the Open Meeting will be: The Commission will consider custody-related matters, including whether to propose amendments to Rule 206(4)-2 under the Investment Advisers Act of... [read post]
6 May 2009, 9:52 pm
Or check out the original Starbucks (1912 Pike Place; (206) 448-8762). [read post]
6 May 2009, 7:52 am
On appeal before this court, the plaintiffs claim that the Superior Court improperly dismissed the appeal because the commission erroneously (1) found that they violated General Statutes § 1-210 (a) by failing to provide prompt access to certain public records, (2) found that they failed to establish that two specific documents were exempt from disclosure under § 1-210 (b) (10) and (3) imposed a civil penalty of $100 against Lash pursuant to General Statutes §… [read post]
5 May 2009, 4:00 am
These all come from the general prohibition on fraud under Section 206 of the Investment Advisers Act. [read post]
5 May 2009, 4:00 am
These all come from the general prohibition on fraud under Section 206 of the Investment Advisers Act. [read post]
