Posts tagged with: "206" Results 521 - 540 of 4,920
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16 Mar 2022, 4:59 am by Matthew L.M. Fletcher
.): 170 Stillaguamish Motion 174 Upper Skagit Motion 176 Tulalip Motion 178 Stillaguamish Motion re Laches 179 Swinomish Motion 191 Upper Skagit Response to 170 193 Stillaguamish Response to 179 194 Stillaguamish Response to 176 195 Stillaguamish Response to 174 198 Swinomish Response to 170 200 Tulalip Response to 170 204 Upper Skagit Reply in Support of 174 205 Tulalip Reply in Support of 176 206 Stillaguamish Reply in Support of 170 207 Swinomish Reply in Support of 179 … [read post]
12 Mar 2022, 12:34 pm by Orin Kerr
Editor's Note: This post originally appeared on the Volokh Conspiracy. [read post]
9 Mar 2022, 3:45 am by Alexander J. Davie
Cybersecurity Policies and Procedures – Proposed Rule 206(4)-9 New Rule 206(4)-9 under the Investment Advisers Act requires registered investment advisers to adopt written policies and procedures that are reasonably designed to address the adviser’s cybersecurity risks. [read post]
7 Mar 2022, 2:25 pm by Richard Symmes
You may be entitled to surplus funds after the foreclosure sale of your home in Washington State if your home sells at a trustee sale for more than you owed on your mortgage(s) or judgment liens. [read post]
1 Mar 2022, 4:54 pm by INFORRM
Instead the Consultation justifies the need for change by citing the ECHR judgement in ML v Slovakia ([2021] ECHR 821) as follows: “But at the same time, the case law of the Strasbourg Court has shown a willingness to give priority to personal privacy, including in a recent judgment finding that media reporting about a deceased priest’s convictions for child sexual abuse and public indecency could interfere with his mother’s right to private life, drawing, in part, on the so-called… [read post]
28 Feb 2022, 5:18 pm by kblocher@hslf.org
Media contact: Rodi Rosensweig, HSLF/HSUS/HSI, (202) 809-8711; rrosenweig@humanesociety.org Tanya Sanerib, Center for Biological Diversity, (206) 379-7363; tsanerib@biologicaldiversity.org   ## The Humane Society Legislative Fund is a social welfare organization incorporated under section 501(c)(4) of the Internal Revenue Code and formed in 2004 as a separate lobbying affiliate of The Humane Society of the United States. [read post]
23 Feb 2022, 7:49 am by Alexander J. Davie
Written Annual Review of Compliance Procedures and Practices — Amended Rule 206(4)-7 The SEC proposed amendments to Rule 206(4)-7 under the Advisers Act, which currently requires all registered investment advisers to review annually the adequacy of the adviser’s policies and procedures. [read post]
22 Feb 2022, 10:28 am by Thomas Burke and John C. Grugan
  Rule 206 is amended to clarify certain categories of documents that the Bureau can withhold or redact. [read post]
11 Feb 2022, 6:05 am by Joseph J. Lazzarotti
On February 9, the Securities and Exchange Commission (“SEC”) voted to propose rule 206(4)-9 under the Advisers Act and 38a-2 under the Investment Company Act (collectively, “Proposed Rule”). [read post]
10 Feb 2022, 9:56 am by John Jascob
Voting in support of the rule Chair Gensler and Commissioners Crenshaw and Lee noted the evolving risk landscape and the increase in the number and sophistication of data compromises.The proposal includes cybersecurity risk management rules (new Rules 206(4)-9 under the Advisers Act and 38a-2 under the Investment Company Act) requiring advisers and funds to adopt and implement policies and procedures that are reasonably designed to address cybersecurity risks. [read post]
9 Feb 2022, 6:05 pm by Blair & Kim, PLLC
  Schedule a consultation with Blair & Kim, PLLC, by calling (206) 622-6562. [read post]
7 Feb 2022, 3:00 am by Doug Cornelius
That could violate Section 206(1) and section 206(2) of the Advisers Act. [read post]