Posts tagged with: "206"
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11 Nov 2016, 8:06 am
In Arizona, voters have approved Proposition 206 by 59.11% to increase the state minimum wage from $8.05 per hour in 2016, to $10 per hour in 2017, to reach $12 per hour by 2020, and establishing a right to earn up to 40 hours annual paid sick leave, at the rate of 1 hour of paid sick time for every 30 hours worked but with limits based on the size of the employer. [read post]
15 Nov 2023, 6:47 am
According to the Ohio Highway Patrol, there were 206 fatal crashes in Franklin County related to alcohol use in 2022. [read post]
15 Feb 2016, 5:00 am
If it is approved, investment advisers will be expected to comply with the third-party solicitor provision of Rule 206(4)-5. [read post]
7 Jul 2015, 10:37 am
ClearPath and Churchville were also preliminarily enjoined from violating Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, Section 17(a) of the Securities Act of 1933, Sections 206(1), 206(2), and 206(4) of the Investment Advisers Act of 1940 and Rules 206(4)-2, 206(4)-7, and 206(4)-8 thereunder. [read post]
29 Oct 2012, 8:30 am
Space Law Space Finally Gets a Mention in Presidential Debate – Space Policy Online Video: Where Does Space Begin? [read post]
20 Dec 2018, 11:30 pm
"As compared with claim 1 of the main request, claim 1 of the first auxiliary request comprises, apart from various essentially linguistic modifications, the additional features that"each interface is configured to permit light to enter and exit" and that"the uplink optical amplifier (208) is a semiconductor optical amplifier having a bandwidth equal to or greater than 70 nm;the downlink optical amplifier (204) comprises:a wave splitter (2042) being configured to split the… [read post]
13 Oct 2015, 9:58 am
In addition, it appears that the SEC will apply Section 206(2) and Section 206(4) of the Investment Advisers Act broadly and with a big stick. [read post]
16 Sep 2019, 11:43 am
This new Risk Alert encourages RIAs to revisit their policies and procedures designed to prevent violations of Advisers Act Section 206(3) and Rule 206(3)-2. [read post]
17 Feb 2011, 7:51 am
In the interim, if you are able to assist with direct legal work or other support, please contact: Patrice Kent PO Box 17798 Seattle, WA 98127 Tel: (206) 915-1529 Fax: (206) 339-0605 mpatricekent@clearwire.net [read post]
29 Jan 2010, 10:23 am
Call 206-296-0940 or 206-205-2900 to register. [read post]
29 Apr 2007, 1:24 pm
Email me or call my office, 206 340 8404, or from Thursday on, my cell, 206 340 8404. [read post]
5 Aug 2008, 5:15 am
Send us an email at hull.lawyers@gmail.com, call us on the comment line at 206-350-6636, or leave us a comment on the Hull on Estates blog. [read post]
11 Feb 2008, 9:00 pm
Send us an email at hull.lawyers@gmail.com, call us on the comment line at 206-350-6636, or leave us a comment on the Hull on Estates blog. [read post]
2 Jan 2019, 10:57 am
Hedgeable also incorrectly calculated certain benchmark and portfolio returns for several ETFs in violation of Section 206(2) and Section 206(4) of the Adviser Act. [read post]
12 Jun 2008, 7:12 pm
Send us an email at hull.lawyers@gmail.com, call us on the comment line at 206-350-6636, or leave us a comment on the Hull on Estates blog. [read post]
18 Sep 2024, 6:53 pm
According to its FINRA Broker Report, the firm reportedly has 206 disclosure events on its broker record including 142 regulatory events, 60 arbitrations and 3 civil events. [read post]
19 Apr 2011, 5:00 am
IA-1717 Section 206 of the Investment Advisers Act Rule 206(4)-1 [read post]
17 Dec 2010, 5:53 am
In its Complaint, the Commission alleges that Harrison and Sawyers violated Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 promulgated thereunder, and Sections 206(1), 206(2), and 206(4) of the Investment Advisers Act of 1940 and Rule 206(4)-8 promulgated thereunder. [read post]
13 Jul 2020, 10:43 am
The settlement enjoins the defendants from violating the antifraud provisions of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, Section 17(a) of the Securities Act of 1933, and Sections 206(1), 206(2), and 206(4) of the Investment Advisers Act of 1940 and Rule 206(4)-8 thereunder. [read post]
22 Jun 2010, 5:00 am
Sources: Section 204A of the Investment Adviser Act Rule 204A-1 – Investment Adviser Code of Ethics Investment Adviser Code of Ethics Rule by Shearman and Sterling Section 206 of the Investment Advisers Act Rule 206(4)-7 Rule 206(4)-8 [read post]
