Posts tagged with: "206"
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15 Dec 2022, 2:39 pm
11 Dec 2011, 12:35 pm
On or about December 6, 2011 Illinois Governor Quinn released decisions on a total of two hundred six pending applications for pardons, including petitions for executive clemency, according to local news source CBS Chicago. [read post]
12 Apr 2013, 3:39 pm
Hosts: Denise Howell and Evan BrownTV and movie content licensing, CISPA vote, LinkedIn, YouTube, and more.Guest: Sheldon ToplittDownload or subscribe to this show at twit.tv/twil.Talking points on DeliciousWe invite you to read, add to, and amend our show notes.TWiL on FriendfeedTWiL on FacebookAttorneys may submit a self-study form to their local CLE board seeking MCLE credit approval. [read post]
6 Apr 2009, 12:31 am
Robert Burns, Scotland's favourite son, turned 250 this year, and as with all things Scottish, the celebration will last for 26 fortnights (you figure it out), so you might as well book your tickets now. [read post]
14 May 2024, 12:17 pm
The SEC’s order finds that Hudson Valley and Conover violated the antifraud provisions of Sections 206(2) and 206(4) of the Investment Advisers Act of 1940 and Rule 206(4)-8 thereunder. [read post]
1 Nov 2010, 5:00 am
It’s in Rule 206(4)-7. [read post]
19 May 2020, 6:49 am
Sections 80b-6(1), 80b-6(2), 80b6(4), and 80b-7, and Advisers Act Rules 206(4)-7 and 206(4)-8, 17 C.F.R. [read post]
30 Jun 2022, 7:50 am
” UBS consented to the entry of the SEC’s order finding that it violated Sections 206(2) and 206(4) of the Investment Advisers Act of 1940 and Rule 206(4)-7. [read post]
6 Jul 2020, 8:34 am
The SEC’s order finds that Everest and Dimitrijevic violated the antifraud provisions of Sections 206(2)and 206(4) of the Investment Advisers Act of 1940 and Rule 206(4)-8 thereunder. [read post]
9 Mar 2017, 6:04 am
Sources: INADVERTENT CUSTODY:ADVISORY CONTRACT VERSUS CUSTODIAL CONTRACT AUTHORITY No Action Letter – Investment Adviser Association February 21, 2017Investment Advisers Act of 1940 – Section 206(4) andRule 206(4)-2 [read post]
11 May 2017, 7:36 am
According to the SEC’s order, Barclays violated Sections 206(2), 206(4) and 207 of the Investment Advisers Act of 1940 and Rule 206(4)-7 as well as Sections 17(a)(2) and 17(a)(3) of the Securities Act of 1933. [read post]
9 Sep 2019, 3:00 pm
The second is guidance to Rule 206(4)-6. [read post]
16 May 2019, 2:07 pm
While a violation of Section 206(1) requires proof of an intent to deceive, manipulate, or defraud, sometimes referred to as “scienter,” a violation of Section 206(2) only requires proof of negligence. [read post]
8 Jun 2012, 1:00 pm
You are invited to attend a cocktail reception in support of New York City Councilmember Jessica Lappin At the home of Kiwon Wang & Jimmy Nicholas XXXXXXXXXXXXXXX xxxxxxxxxxxx Tribeca Wednesday, June 20th 6:30PM -8:00 PM Hosts $1000 | Co-Hosts $500 Supporters $250 For further information or to RSVPplease call 212-206-0745Contribute for the event online by clicking hereOR,Download a contribution form and pay by check, please click here [read post]
12 Feb 2010, 8:23 am
Roslyn, NY 11576 Ph: (516) 849-5335 Fax: (206) 333-0228 [read post]
27 Jun 2009, 12:52 am
Gray, 206 P.3d 446 (Alaska 2009), the Alaska Supreme Court held that an oral agreement between a grandmother and her granddaughter providing that the grandmother would give her house to her granddaughter if the granddaughter cared for her for until her death was a succession contract and there void because not in writing. [read post]
5 May 2008, 10:15 pm
Send us an email at hullandhull@gmail.com, call us on the comment line at 206-457-1985 or visit the blog at http://estatelaw.hullandhull.com/ [read post]
11 Feb 2008, 9:15 pm
If you'd like to leave a comment, call us on our comment line at 206-457-1985 or leave us an email at hullandhull@gmail.com or you can visit our blog at estatelaw.hullandhull.com/. [read post]
23 Apr 2009, 9:06 pm
If you are need of legal representation please contact Richard today at info@symmeslaw.com or give him a call at 206-390-9451 to set up an initial consultation. [read post]
28 Jan 2008, 9:00 pm
Send us an email at hullandhull@gmail.com, call us on the comment line at 206-457-1985, or leave us a comment on the Hull on Estate and Succession Planning blog. [read post]
