Posts tagged with: "206"
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22 Oct 2019, 12:12 pm
Call Blair & Kim, PLLC, at (206) 622-6562. [read post]
22 Oct 2019, 9:51 am
The SEC found in both instances that the advisers “violated Section 206(2) of the Advisers Act, which prohibits an investment adviser from “engag[ing] in any transaction, practice, or course of business which operates as a fraud or deceit upon any client or prospective client. [read post]
22 Oct 2019, 9:51 am
The SEC found in both instances that the advisers “violated Section 206(2) of the Advisers Act, which prohibits an investment adviser from “engag[ing] in any transaction, practice, or course of business which operates as a fraud or deceit upon any client or prospective client. [read post]
22 Oct 2019, 9:51 am
The SEC found in both instances that the advisers “violated Section 206(2) of the Advisers Act, which prohibits an investment adviser from “engag[ing] in any transaction, practice, or course of business which operates as a fraud or deceit upon any client or prospective client. [read post]
18 Oct 2019, 10:11 am
On September 4, 2019, the Securities and Exchange Commission (“SEC”) published a Risk Alert advising readers on common compliance issues identified in investment adviser examinations, related to principal and agency cross transactions under Section 206(3) of the Investment Advisers Act of 1940, as amended (the “Advisers Act”). [read post]
17 Oct 2019, 1:37 pm
If you are interested in being on, drop me an email, kevin@lexblog.com, or call/text, 206-321-3627. [read post]
15 Oct 2019, 12:31 pm
Call Blair & Kim, PLLC, at (206) 622-6562 to schedule a consultation. [read post]
14 Oct 2019, 5:06 pm
Seyfarth Synopsis: Governor Newsom has approved some of the bills most feared by employers, including bills to ban employment arbitration, extend FEHA administrative deadlines, codify the Dynamex ABC test, and create San Francisco-style lactation-accommodation requirements. [read post]
13 Oct 2019, 7:10 am
It relied on the Board's decision in Teamsters Local Union No. 206 (Safeway, Inc), 368 NLRB No. 15 (union improperly recognized at new, consolidate facility because there was a question concerning representation).It also claimed that the language of Section 1.01.2 applied only to relocation to a single facility, not a consolidation that creates a new operation. [read post]
10 Oct 2019, 9:00 pm
California has become the first state to allow collegiate student athletes to benefit financially from the use of their name and likeness and to enter into licensing contracts by recently passing Senate Bill 206, a bill known nationally as the “Fair Pay to Play Act. [read post]
10 Oct 2019, 8:13 am
American Cancer Society 'Road To Recovery' Program (206-215-6557/1-800-ACS-2345) The program can offer you and a caregiver, transportation to the treatment center, provided by volunteer drivers. [read post]
10 Oct 2019, 7:02 am
Between September 23 and October 6, TSA screened 32 million passengers and found 206 firearms in carry-on bags. [read post]
9 Oct 2019, 12:59 pm
In an opinion filed September 5, and later certified for partial publication on October 3, 2019, the Third District Court of Appeal affirmed a judgment upholding the City of Chico’s EIR and related statement of overriding considerations for Walmart’s project to expand an existing store, add a gas station, and create two new outparcels for future commercial development. [read post]
9 Oct 2019, 7:22 am
A great number of Democrats from Southern California were among the 206 co-sponsors of the bill, as was GOP Rep. [read post]
8 Oct 2019, 8:53 am
The SEC enforces violations of this requirement pursuant to Advisers Act Section 206(2), which prohibits RIAs from engaging in “any transaction, practice, or course of business which operates as a fraud or deceit upon any client or prospective client. [read post]
7 Oct 2019, 4:45 pm
Call Blair & Kim, PLLC, at (206) 622-6562 to set up an appointment. [read post]
4 Oct 2019, 2:11 pm
We previously wrote about California Senate Bill 206, the “Fair Pay to Play Act,” back in April, and now Gov. [read post]
4 Oct 2019, 2:11 pm
We previously wrote about California Senate Bill 206, the “Fair Pay to Play Act,” back in April, and now Gov. [read post]
4 Oct 2019, 1:28 pm
” Senator Skinner added, “Signing SB 206 makes California the first state to restore to student athletes a right everyone else has: the right to earn money from their name, image, and likeness. [read post]
4 Oct 2019, 9:46 am
We previously wrote about California Senate Bill 206, the “Fair Pay to Play Act,” back in April, and now Gov. [read post]
