Posts tagged with: "206"
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16 Jan 2020, 6:11 pm
The ultimate goal is to divert heavy truck traffic from Dukes Parkway West between Roycefield Road and Route 206, thus protecting the numerous bicyclists, joggers, and pedestrians that utilize the road system and trails around Duke Farms. [read post]
13 Jan 2010, 5:44 am
§ 240.10b-5; and Advisers Act Rule 206(4)-8, 17 C.F.R. [read post]
19 Aug 2011, 5:04 am
Seattle spirits maker Batch 206 Distillery has secured a trademark registration for BATCH 206 (Seattle’s area code) for use with alcoholic beverages except beer. [read post]
27 Aug 2024, 6:30 am
” The SEC’s order finds that Sound Point violated Sections 204A and 206(4) of the Investment Advisers Act of 1940 and Rule 206(4)-7 thereunder. [read post]
18 Feb 2014, 5:35 am
’ The ‘preceding sentences’ expressly and exclusively refer to situations involving any “employer who violates” [FLSA § 206 or § 207]. [read post]
15 Feb 2018, 7:56 am
Similarly, the violations against participating eligible investment advisers will be limited to Sections 206(2) and 207 of the IAA. [read post]
24 Aug 2010, 2:04 am
Rule 206(4)-7 The full rule provides: Rule 206(4)-7 — Compliance Procedures and Practices If you are an investment adviser registered or required to be registered under section 203 of the Investment Advisers Act of 1940 it shall be unlawful within the meaning of section 206 of the Act for you to provide investment advice to clients unless you: a. [read post]
20 Apr 2007, 2:59 pm
However, whether the payphone providers have a private cause of action under Sections 206 and 207 is only the first of many hurdles that will have to be overcome in order for them to collect. [read post]
21 Apr 2011, 5:00 am
Section 206 of the Investment Advisers Act prohibits fraud, deception or manipulation, regardless of whether the fund manager is registered. [read post]
31 Jul 2012, 5:11 am
(House Bill 4594; Public Act 206 of 2012; MCL 500.2153(f)) 6. [read post]
15 Feb 2018, 7:56 am
Similarly, the violations against participating eligible investment advisers will be limited to Sections 206(2) and 207 of the IAA. [read post]
27 Sep 2011, 2:05 am
Accordingly, many of the SEC enforcement actions involving soft dollars contain allegations of violations of Section 206 and/or Section 207 of the Advisers Act. [read post]
22 Jan 2007, 9:53 am
No. 206-CV-492. [read post]
8 Mar 2015, 7:21 pm
Other examples illustrating various aspects of this section are Examples 20, 21, 22, 23, and 25 in the Comment to Section 2-206. [read post]
24 Feb 2010, 4:10 am
§ 206. [read post]
10 Nov 2008, 8:09 pm
The latest from Minnesota.... [read post]
19 Jun 2016, 2:30 am
Gauguin considered this 1897 work to be his masterpiece and the summation of his ideas. [read post]
6 Feb 2015, 5:33 am
We have been following for some time the legal challenge brought by various political parties to the SEC’s pay-to-play Rule […] [read post]
14 Oct 2010, 8:34 am
6 Feb 2015, 5:33 am
We have been following for some time the legal challenge brought by various political parties to the SEC’s pay-to-play Rule […] [read post]
