Posts tagged with: "206" Results 1441 - 1460 of 4,967
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5 May 2009, 4:00 am
These all come from the general prohibition on fraud under Section 206 of the Investment Advisers Act. [read post]
14 Feb 2023, 3:55 pm by admin
Similarly, the illegal lottery offences under section 206(1) of the Criminal Code do not distinguish between public and private games of chance, skill or mixed chance and skill. [read post]
14 Jun 2018, 2:00 pm
To get started with our firm, set up your legal consultation with Shaw Family Law, P.C. by calling 630-206-3300 today. [read post]
29 Nov 2018, 7:17 am
., 206 USPQ 356 (TTAB 1980).Based on the record evidence, though not extensive, the Board concluded that "the use of lines, including curved lines, is an ordinary and commonplace means to separate generic text on a product label, and that the additional design features in Respondent’s purported mark are not so striking, unique or distinctive as to have overcome the inherent incapacity of the mark as a whole. [read post]
28 Sep 2021, 10:00 am by Unknown
The limits of restrictions on family reunification for temporary protection holders (EU Immigration & Asylum Law & Policy Blog, Sept. 2021) [text]More Central American Children Could Rejoin Parents in the States (Pew Stateline, Sept. 2021) [text]- See also related Immigration Impact blog post.Reports & journal articles:"The asylum–child welfare paradox: unaccompanied minors in Austria," Humanities and Social Sciences Communications, 8:206 (Sept. 2021) [open… [read post]
11 Mar 2013, 1:07 pm by Ailyn Cabico
This finding gave rise to a violation of Rule 206(4)-8 (among other rules and statutes) under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), the rule that the SEC passed after the Goldstein case permitted many funds to de-register as investment advisers from the SEC. [read post]
6 Nov 2012, 3:55 am by Rumpole
 Here's a quick primer as to why Ohio might be the  tipping point state: Obama 237; Romney 206: When is comes down to the key battle ground states, this is where the candidates will be at. [read post]
15 Jan 2014, 11:40 am by Mary E. Hodges
” The IA-IC core risks include the following:Safety of Assets and Custody (particularly the “Custody Rule” under Rule 206(4)-2 of the Advisers Act)Conflicts of Interest Inherent in Certain Investment Adviser Business ModelsMarketing/Performance (i.e. marketing efforts from newly implemented JOBS Act rules)IA-IC new and emerging risks include:Never-Before Examined Advisers (aimed at IA-IC’s registered for over three years but not yet examined by the NEP)Wrap Fee… [read post]
27 Jun 2017, 5:05 pm
If you have decided that it is time to move out and move on, call Shaw Family Law, P.C at 630-206-3300 for a personal consultation today. [read post]