Posts tagged with: "206" Results 141 - 160 of 4,900
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17 Oct 2023, 3:38 pm
 Pix credit here For those of you who have been following my step by step encounter with Jan Broekman's path-breaking book,  Knowledge in Change: The Semiotics of Cognition and Conversation (Cham, Switzerland: Springer Nature, 2023), I am happy to announce that the entire work is now ready for review as a discussion draft.The abstract described my intentions: Humans create but do not regulate generative systems of data based programs (so-called… [read post]
17 Oct 2023, 9:51 am by Scott H. Kimpel
With respect to crypto assets that are funds or securities, the Division will also consider whether investment advisers are complying with the custody requirements under the Investment Advisers Act (including Rule 206(4)-2). [read post]
14 Oct 2023, 9:15 am by Russell Knight
The people that know you best are also the people that can hurt you the most. [read post]
13 Oct 2023, 2:31 pm by Paul Premack
Visit our website at www.Premack.com to read the archive of articles or to make an appointment, or call us at 210-826-1122 (Texas) or 206-905-1122 (Washington). [read post]
13 Oct 2023, 3:38 am by Annsley Merelle Ward
Rule 206 outlines the requirements that an application for provisional measures must satisfy among which, notes the local division, is that it must state “the reasons why provisional measures are necessary to prevent a threatened infringement” (section 2(c)). [read post]
11 Oct 2023, 2:37 pm
Join The Getches-Wilkinson Center on Thursday, October 26th in Room 206 from 12-1pm to hear from current GWC Scholars and Fellows. [read post]
8 Oct 2023, 6:34 pm by Blair & Kim, PLLC
  Set up a consultation with Blair & Kim, PLLC, by calling (206) 622-6562. [read post]
6 Oct 2023, 3:42 pm by Jonathan H. Adler
Specifically, it provides that the general notice of proposed rulemaking must include: the Internet address of a summary of not more than 100 words in length of the proposed rule, in plain language, that shall be posted on the Internet website under section 206(d) of the E-Government Act of 2002 (44 U.S.C. 3501 note) (commonly known as regulations.gov). [read post]
4 Oct 2023, 7:54 am by Sasha Volokh
[The Horseracing Integrity and Safety Authority has an Appointments Clause problem.] [read post]
28 Sep 2023, 12:16 pm by Greco & Greco, P.C.
The SEC alleges that these actions violated various sections of the Advisers Act, including Sections 206(2) and 206(4), and Rule 206(4)-7. [read post]
26 Sep 2023, 9:24 am by Doug Cornelius
The whole purpose of the series of 206(4) rules is to allow the SEC to “define, and prescribe means reasonably designed to prevent, such acts, practices, and courses of business as are fraudulent, deceptive, or manipulative. [read post]
25 Sep 2023, 6:36 am by H. Michael Steinberg
Introduction – Road Rage Arrests Involving Deadly Weapons – Most Often Charged As The Crime Of Felony Menacing In Colorado In 2023, a Colorado man shot and killed a 13 year old following a road rage confrontation and also wounded the child’s mother. [read post]
24 Sep 2023, 6:30 am
The Mandatory Audits provision for private funds and the Written Annual Review requirement to document annual compliance reviews under Rule 206(4)-7. [read post]
24 Sep 2023, 6:30 am
The Mandatory Audits provision for private funds and the Written Annual Review requirement to document annual compliance reviews under Rule 206(4)-7. [read post]
21 Sep 2023, 8:42 pm by Blair & Kim, PLLC
  Call our offices at (206) 622-6562 to schedule a consultation to discuss your case. [read post]
19 Sep 2023, 7:00 am by Steve Parker
Last week, the SEC brought and simultaneously settled nine (9) administrative enforcement actions against separate RIAs for violating Rule 206(4)-1, the “Marketing Rule,” and specifically the restrictions relating to the use of hypothetical performance. [read post]