Posts tagged with: "211"
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11 Sep 2023, 9:01 pm
The Quarterly Statement Rule New rule 211(h)(1)-2 (the “Quarterly Statement Rule”) requires RIAs to send investors a quarterly statement for every private fund client with granular itemized reporting of compensation, fees, expenses and performance. [read post]
11 Sep 2023, 4:00 am
” Please know you are not… Canadian Securities LawBill S-211 in Context: Five Ways That Canada Regulates Forced and Child Labour Bill S-211 – the Fighting Against Forced Labour and Child Labour in Supply Chains Act – which requires businesses to report on their efforts to combat forced and child labour, is set to take effect in 2024. [read post]
7 Sep 2023, 12:38 am
In doing so it works towards achieving a net zero carbon target in a pragmatic way and is in line with the thorough Sustainability Statement produced by the architects [211]. [read post]
4 Sep 2023, 11:25 pm
On 18 August, de Mestre Ch. handed down the detailed judgment Re St. [read post]
3 Sep 2023, 4:00 am
., 2022 FCA 211 (40614) Validity of air regulations re passengers. [read post]
30 Aug 2023, 3:52 pm
Today, we are on the eve of the HCCH 2019 Judgments Convention’s entry into force. [read post]
28 Aug 2023, 5:01 am
The rest of the rulemaking relies on Dodd-Frank Section 211(h)(1), a provision that is “clearly aimed at retail investors’ relationships with their financial professionals. [read post]
27 Aug 2023, 3:56 pm
On August 14, 2023, a Fulton County, Georgia grand jury returned a 41-count indictment against former President Donald Trump and eighteen other individuals for a conspiracy to overturn the legitimate 2020 presidential election results in that state. [read post]
26 Aug 2023, 6:30 am
Securities and Exchange Commission (SEC or Commission) proposed new rules for broker-dealers (Proposed Rule 15(1)-2) and investment advisers (Proposed Rule 211(h)(2)-4) on the use of predictive data analytics (PDA) and PDA-like technologies in any interactions with investors. [1] However, as discussed below, the scope of a “covered technology” subject to the rules is much broader than what most observers would consider to constitute predictive data analytics. [read post]
26 Aug 2023, 6:30 am
Securities and Exchange Commission (SEC or Commission) proposed new rules for broker-dealers (Proposed Rule 15(1)-2) and investment advisers (Proposed Rule 211(h)(2)-4) on the use of predictive data analytics (PDA) and PDA-like technologies in any interactions with investors. [1] However, as discussed below, the scope of a “covered technology” subject to the rules is much broader than what most observers would consider to constitute predictive data analytics. [read post]
24 Aug 2023, 6:32 am
Endnotes 1Section 913(g)(2) of the Dodd-Frank Act added section 211(h) to the Advisers Act. [read post]
24 Aug 2023, 6:32 am
Endnotes 1Section 913(g)(2) of the Dodd-Frank Act added section 211(h) to the Advisers Act. [read post]
23 Aug 2023, 9:01 pm
ENDNOTES [1] Section 913(g)(2) of the Dodd-Frank Act added section 211(h) to the Advisers Act [read post]
22 Aug 2023, 7:57 am
" This system looks like this: Minutes Billed Time 1-6 .1 7-12 .2 13-18 .3 19-24 .4 25-30 .5 31-36 .6 37-42 .7 43-48 .8 49-54 .9 55-60 1.0 So, to determine how much to bill you’ll use the following equation: Time Spent x Hourly Rate = Billable Cost For example, if you spend 30 minutes drafting a document on behalf of a specific client, and you charge that client $300/hour according to your agreement, your calculation looks like this: 300*.5 = $150 Alternatively, if you spend 32 minutes on… [read post]
18 Aug 2023, 6:36 am
Questions regarding the position or application process can be directed to Professor Luis Fuentes-Rohwer, Chair, Faculty Appointments Committee, at lawappts@indiana.edu or by mail to Indiana University Maurer School of Law, 211 S. [read post]
18 Aug 2023, 4:00 am
” In a new court filing, Senate President Warren Petersen and House Speaker Ben Toma contend Proposition 211 infringes on the constitutional right of the Legislature to make laws. [read post]
16 Aug 2023, 6:45 am
Canada’s Evolving Anti-Forced and Child Labour Regime Canada’s prohibition on goods made of forced labour was originally brought into effect on July 1, 2020, after the ratification of the Canada-United States-Mexico Agreement Implementation Act.[14] That statute amended Canada’s Customs Tariff to prohibit the importation of goods mined, manufactured or produced wholly or in part by forced labour.[15] More recently, Canada’s Fighting Against Forced Labour and Child Labour in… [read post]
15 Aug 2023, 8:04 am
” Id. at 211 (emphasis in original). [read post]
11 Aug 2023, 9:40 am
Patent Office issued the following 211 patents to persons and businesses in Indiana in June 2023: Patent Number Patent Title US 11684529 B2 Mattress cover sensor method US 11687866 B2 Use of analytics methods for personalized guidance US 11684479 B2 Tibial trial system for a knee prosthesis and method US 11686446 B2 Thin aspect lighting system with… [read post]
7 Aug 2023, 5:27 pm
” In a new court… Continue reading The post Arizona: “Petersen and Toma in court filing aim to quash Prop 211” appeared first on Election Law Blog. [read post]
