Posts tagged with: "cfas"
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21 Jan 2020, 4:07 pm
The Supreme Court refused to strike down media CFAs but reasserted the importance of open justice. [read post]
13 Nov 2019, 6:24 am
She recommends to shift regulation from the time of offer to the time of sale, and that there should be no prohibitions on general solicitation anywhere in the exempt offering framework.As to the accredited investor definition, Hanks recommends:Keep the existing financial qualification, but index it to inflation from now on;Add accreditation by means of a securities specific educational qualification, such as holding CFA designation or certain FINRA licenses;Add accreditation by reference… [read post]
31 Oct 2019, 3:22 pm
Assuming it was a valid CFA, that is that. [read post]
30 Oct 2019, 2:39 am
CFA Institute v. [read post]
27 Oct 2019, 8:05 am
I also have experience of CFA work including combining a CFA retainer with legal aid where appropriate. [read post]
24 Sep 2019, 3:00 am
This SEC Institute blog flags a recent CFA Institute member survey addressing quarterly reporting & ESG disclosure. [read post]
18 Aug 2019, 2:38 pm
This fee will not affect the value of your compensation and is paid to us upon the time of you signing your CFA (conditional fee agreement). [read post]
18 Aug 2019, 6:58 am
Experience of property litigation including private client work and knowledge of CFAs would be an advantage. [read post]
16 Aug 2019, 2:57 pm
It’s a massive (175 page) report that highlights problems with: hiding $400 billion of losses in the insurance business accounting in the oil and gas unit liquidity A web page set up to feature the GE report highlights the work and the findings: The investigation of the financial statements and the accounting practices of General Electric has been in process for more than a year 17 years of 10-Ks (2002 to 2018) were analyzed cover-to-cover GE’s approach to business is called… [read post]
9 Aug 2019, 6:16 am
Peters, CFA Institute, on Monday, August 5, 2019 Tags: Disclosure, Earnings disclosure, Environmental disclosure, ESG, Incentives, Information environment, Investor protection, Reporting regulation, SEC, Securities regulation, Transparency A Roadmap for President Trump’s Crypto-Crackdown Posted by John Reed Stark, John Reed Stark Consulting LLC, on Tuesday, August 6, 2019 … [read post]
7 Aug 2019, 7:33 am
The Consumer Federation of America (CFA) expressed similar concerns in its letter. [read post]
5 Aug 2019, 6:22 am
Peters, CFA Institute, on Monday, August 5, 2019 Editor's Note: Sandra Peters is head of the Financial Reporting Policy Group at CFA Institute. [read post]
3 Aug 2019, 7:23 am
This post is based on an ISS Analytics publication by Marie Clara Buellingen and Mikayla Kuhns, ISS Custom Research, and Kosmas Papadopoulos, CFA, ISS Analytics. [read post]
25 Jun 2019, 9:20 pm
If this happens, we will […] The post Part 36 clauses in CFAs appeared first on GWS Law. [read post]
21 May 2019, 12:09 pm
Raj Bhatt, CFA, CFE CEO of Woops Connect with Raj. [read post]
15 May 2019, 8:37 am
Sroka Moderator: Joshua Broaded, CFA When firms were first Dodd-Frank’ed, firms leaned heavily on outside firms to get ready for registration. [read post]
9 May 2019, 9:53 pm
These show the dangers of trying to make predictions about the future […] The post Challenges to CFAs appeared first on GWS Law. [read post]
8 May 2019, 7:57 am
The CFA asked the EBA to conduct an ad hoc data collection and analysis covering all EU Member States and the following asset classes: consumer credit, residential and commercial real estate, SMEs and intermediate size firms. [read post]
16 Apr 2019, 5:48 am
The CFA last updated its FOIA regulations in 1986. [read post]
10 Apr 2019, 11:58 am
First, it noted that funding the group claim in Zambia would be difficult because “the claimants are all in extreme poverty, because they could not obtain legal aid and because conditional fee agreements (CFAs) are unlawful in Zambia. [read post]
