Posts tagged with: "financial+issue"
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31 Jan 2019, 7:00 am
These are professionals who have dealt with financial wellness issues and know how to assist a person in getting out of trouble. [read post]
27 Jul 2018, 8:27 am
The SEC’s complaint charges that Rudden, operating under the name Financial Visions and through a group of companies, issued promissory notes to fund a line of business involving providing financing for funeral services and related expenses to consumers. [read post]
6 Sep 2018, 7:53 am
HIGHTOWER, UBS FINANCIAL SERVICES INC. and Legacy Asset Securities, INC. [read post]
13 Dec 2018, 9:21 am
In response to Executive Orders requiring a broad federal review of existing regulations, Treasury and IRS issued this morning proposed regulations easing certain compliance burdens imposed on foreign financial institutions and withholding agents by the Foreign Account Tax Compliance Act (FATCA) regime. [read post]
27 Jan 2011, 11:36 am
While the section does not specifically mention the issue of financial planners’ titles and designations, GAO believes that the confusion over titles used by financial planners could potentially be addressed or mitigated if the SEC incorporated this issue into its overall review of financial literacy among investors. [read post]
20 Sep 2018, 2:27 pm
(“Steele Financial”), alleging that Ms. [read post]
31 Mar 2020, 9:54 pm
IRS: Employee Retention Credit available for many businesses financially impacted by COVID-19 Corona Virus The IRS has issued the following press release: IR-2020-62, March 31, 2020 WASHINGTON — The Treasury Department and the Internal Revenue Service today launched the Employee Retention Credit, designed to encourage businesses to keep employees on their payroll. [read post]
24 May 2024, 7:34 am
The 2023 inquiry set out to explore progress on issues affecting women in financial services, including the removal of barriers to entry and progression to successful careers, representation at board level, pay gaps, and misogyny and harassment. [read post]
4 Jun 2020, 8:55 pm
On 3 June 2020, the FCA issued a statement advising that it will be asking around 13,000 firms to complete a short survey to help it obtain a more accurate view of firms’ financial resilience as a result of the COVID-19 pandemic. [read post]
23 Nov 2008, 1:10 pm
In the keynote address, ADL director Abraham Foxman reported that in the wake of the country's financial crisis, anti-Semitic conspiracy theories are spreading on the Internet. [read post]
11 Nov 2009, 8:23 am
If there is one lesson to be learned from the 2008 financial crisis, it is that large financial institutions (LFIs) are too big to fail. [read post]
28 Jun 2017, 10:48 am
A Financial Industry Regulatory Authority (“FINRA”) arbitration panel has awarded two investors $793,000 in their Puerto Rico municipal bond fraud case against UBS Financial Services (UBS) and UBS Financial Services of Puerto Rico (UBS-PR). [read post]
27 May 2024, 2:50 am
The District Court had initially dismissed Sessa’s claims, ruling that the inaccuracy was a legal issue rather than a factual one, and that the FCRA did not cover disputes regarding legal issues. [read post]
15 Jul 2013, 4:23 pm
(USA Jobs: Open Posting; Limited Posting.)Related posts: Consumer Financial Protection Bureau Opens Ombuds Office; Coalition of Federal Ombuds Begins Plans for 2012 Conference; Consumer Financial Protection Bureau Appoints Ombuds; Consumer Financial Protection Bureau Publishes First Ombuds Report. [read post]
30 Sep 2008, 12:48 pm
Yes, price would be a huge issue, but so it is for Mr. [read post]
9 Dec 2022, 7:31 am
The government will also be issuing a public call for evidence in Q1 2023 asking for views on the long-term benefits of the ring-fencing regime in light of developments in the resolution regime and relevant advances in the wider regulatory framework. [read post]
12 Feb 2012, 6:46 am
There is an immediate issue with respect to assets, including interests in closely held businesses and partnerships and foreign trusts. [read post]
6 Dec 2013, 6:30 am
In other words, sometimes an inheritance can be a threat to financial aid and the college degree of a young person, especially if there are family issues at play in Overland Park or elsewhere. [read post]
2 Nov 2010, 11:55 am
After the administrator receives such a recommendation, she can: (1) terminate the contract; (2) refer the issue to the Office of Federal Contract Compliance Programs (OFCCP); or (3) take other appropriate action. [read post]
15 Oct 2020, 12:44 pm
To provide guidance on this issue, from 1998 through 2016, BOEM (and its predecessor) issued four NTLs, with each subsequent NTL replacing the prior NTL. [read post]
