Posts tagged with: "financial+issue" Results 2261 - 2280 of 102,392
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15 Feb 2011, 10:58 am by Jeffrey Andersen
  One article on the subject asserted: As you may know, a financial institution that serves as a depository of government funds in any amount, or who [sic] acts as an issuing or paying agent for U.S. [read post]
17 Dec 2019, 9:44 am by Enterprise Consultants Group
– Decentralization: Cryptocurrencies are not issued by any centralized financial authority. [read post]
3 Oct 2018, 8:35 am by Erica D. Borghard
Erica Borghard’s paper “Protecting Financial Institutions Against Cyber Threats: A National Security Issue” is part of the paper series ‘Cybersecurity and the Financial System’ published by the Cyber Policy Initiative at the Carnegie Endowment for International Peace. [read post]
7 Jun 2019, 6:10 am by Simon Lovegrove (UK)
New uncertainties concerning the determination of legal liability and consumer protection may also affect public trust in the financial system These noted issues may pose challenges for financial regulatory and supervisory frameworks, particularly those that currently focus on centralised financial institutions. [read post]
25 Nov 2009, 5:00 am
The only issue is why it looks like it will take an Act of Congress to get this reform implemented. [read post]
21 Jan 2009, 11:12 pm
The proceeding is post-decree and concerns issues without financial implications. [read post]
17 Jun 2024, 5:36 am by Robert Kraft
Unexpected health issues can arise, and having a plan in place ensures you receive the care you need without financial strain. [read post]
5 Aug 2011, 12:56 pm by Francis Pileggi
Thus, the Court determined that the plaintiffs might have a “colorable claim” on this issue regarding the financial advisors, and to that extent the Court granted expedited proceedings on the limited and focused discovery regarding the question of whether the financial advisors for the board or the special committee were conflicted because of their relationships with the largest shareholder. [read post]
18 Aug 2021, 1:21 pm by Silver Law Group
Financial institutions now have the opportunity to stop a case of elder financial fraud before it happens. [read post]
1 Jul 2013, 2:37 pm by Editorial Board
On June 3, the Joined Chambers of the Italian Supreme Court issued a decision concerning the obligation for banks and financial intermediaries, engaging in “door-to-door” selling of financial instruments, to provide a withdrawal right (jus poenitendi) to be exercised by retail clients within seven days of the signing of the relevant contract. [read post]
10 Dec 2007, 7:06 am
"We were motivated to develop and issue this alert by the auditing challenges presented by the subprime credit situation and its effects on the markets and fair value measurements, and certain issues that might arise in the transition to Statement of Financial Accounting Standards No. 157, "Fair Value Measurements," said Marty Baumann, Director of the PCAOB Office of Research and Analysis. [read post]
17 Jan 2011, 12:05 pm by Scott David Stewart
Divorce involves a number of legal and financial issues that must be considered before a settlement is achieved. [read post]
28 Jul 2010, 4:52 pm by jefhenninger
Competitive bidding for these agreements is the subject of regulations issued by the U.S. [read post]
21 Apr 2015, 7:12 pm by Sabrina I. Pacifici
“With the Social Security Administration estimating that each day for the next 15 years, an average of 10,000 Americans will turn 65, the staff of the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) today issued a report to help broker-dealers assess, craft, or refine their policies and procedures for investors as they prepare for and enter into retirement. [read post]
28 Oct 2013, 3:24 pm by Editorial Board
The Financial Conduct Authority issued a consultation paper on the regulation of crowdfunding activities in the UK, in advance of assuming the responsibility for regulating consumer credit in the UK (previously the remit of the Office of Fair Trading). [read post]
7 Mar 2017, 8:36 am by Amanda Sanders
Regulatory references The new rules on regulatory references will apply to certain large financial services firms (mainly UK banks, building societies and insurers). [read post]
26 Mar 2012, 7:48 am by guest-writer
But here’s the kicker: Sprint’s financial fate is closely tied to the predictions and analyses issued about its future. [read post]
3 Aug 2016, 1:00 pm by Dykema
On Friday, July 29, the Consumer Financial Protection Bureau (CFPB) issued a much-anticipated proposal to amend its TILA-RESPA Integrated Disclosure Rule (TRID), with public comments due October 18, 2016. [read post]
25 Aug 2022, 6:28 am by Latham & Watkins LLP
Drafted in accordance with guidance issued by the Financial Action Task Force (FATF), the CBUAE guidance aims to promote the UAE as a jurisdiction compliant with anti-money laundering best practices. [read post]