Posts tagged with: "financial+issue"
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9 May 2017, 10:32 am
The Financial Markets Law Committee (FMLC) has published a discussion paper on the issues of legal uncertainty arising in the context of the Market Abuse Regulation (MAR). [read post]
3 Sep 2009, 9:32 am
Several of these issues are discussed below. [read post]
25 Apr 2013, 9:07 am
The adopted text includes an issuance principle under which financial institutions located outside the E.U. would be obligated to pay the financial transaction tax if they traded securities originally issued within the E.U.The issuance principle means that financial instruments issued in a participating state will be taxed when traded even if those conducting the trade are outside the financial transaction tax zone. [read post]
5 Apr 2013, 11:27 am
The adopted text includes an issuance principle under which financial institutions located outside the E.U. would be obligated to pay the financial transaction tax if they traded securities originally issued within the E.U.The issuance principle means that financial instruments issued in a participating state will be taxed when traded even if those conducting the trade are outside the financial transaction tax zone. [read post]
17 Feb 2012, 7:42 am
In a case to be noted by financial services entities that are signatories to the “Protocol for Broker Recruiting,” a New Jersey District Court issued a preliminary injunction to a financial services employer, Ameriprise Financial Services, Inc. [read post]
6 Mar 2019, 7:21 am
A Semi-Annual Review of the Consumer Financial Protection Bureau. [read post]
28 Apr 2022, 5:04 pm
On March 29, 2022, the Federal Reserve, FDIC, and OCC issued further guidance on the reporting requirements. [read post]
17 Dec 2014, 3:12 am
The latest issue of the Review of International Political Economy (Vol. 22, no. 1, 2015) is out. [read post]
28 Jan 2013, 9:42 am
The latest issue of the Review of International Political Economy (Vol. 20, no. 1, 2013) is out. [read post]
10 Nov 2014, 6:33 am
The latest issue of the Review of International Political Economy (Vol. 21, no. 6, 2014) is out. [read post]
28 May 2023, 4:29 am
The latest issue of the European Journal of International Relations (Vol. 29, no. 2, June 2023) is out. [read post]
7 Nov 2019, 11:36 am
On October 29, 2019, the House Financial Services Subcommittee on Oversight and Investigations held a hearing to explore the issue of lending and housing discrimination against members of the LGBTQ+ community. [read post]
8 Mar 2012, 7:43 am
Payday Financial LLC (D. [read post]
13 Mar 2020, 7:13 am
In our latest financial services video Jonathan Herbst discusses the regulatory issues that firms should consider in light of Covid-19. [read post]
27 Apr 2017, 3:00 am
Not yet clear is how this effort will be coordinated—if at all—with the Trump Administration, as the Treasury Department is in the process of completing a study on financial regulatory reform, expected to be issued in early June, pursuant to an executive order signed by President Trump in February. [read post]
28 Jun 2015, 9:11 pm
The latest issue of the Review of International Political Economy (Vol. 22, no. 3, 2015) is out. [read post]
28 Nov 2022, 9:02 am
The government recently issued nearly $2 billion in fines against several large corporations. [read post]
21 Nov 2022, 9:02 am
The government recently issued nearly $2 billion in fines against several large corporations. [read post]
14 May 2021, 8:31 am
The Financial Industry Regulatory Authority (FINRA) works alongside the U.S. [read post]
6 Sep 2017, 7:39 am
The proposal would also amend RESPA to allow for the calculation of a simultaneous issue discount when disclosing title insurance premiums. [read post]
