Posts tagged with: "financial+issue"
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20 Jun 2007, 9:45 pm
In order to implement the lifting of financial sanctions on the Palestinian Authority that were announced by the Secretary of State on Monday, the Treasury Department's Office of Foreign Assets Control (OFAC) today released General License No. 7. [read post]
10 Dec 2020, 8:11 am
In addition to individual inquiries, the Ombudsman reviews systemic issues that may affect consumers or financial entities nationwide, in a particular region, or with a certain process. [read post]
15 Sep 2020, 3:38 pm
The DFPI will also have the authority to issue desist and refrain orders. [read post]
15 Sep 2020, 3:38 pm
The DFPI will also have the authority to issue desist and refrain orders. [read post]
7 Jun 2021, 8:40 pm
On 4 June 2021, the European Central Bank issued an opinion on the proposed Regulation on operational resilience for the financial sector. [read post]
21 Mar 2012, 10:41 am
Under the Dodd-Frank Act, the responsibility of issuing the report moved to the newly created Consumer Financial Protection Bureau. [read post]
6 Dec 2009, 11:43 pm
The Act, amongst other things, makes margin lending facilities a financial product and requires that issuers and advisers of margin lending facilities hold an Australian Financial Services Licence (AFSL). [read post]
13 Mar 2019, 10:16 am
The post Financial Advisor’s Due Diligence On GPB Capital Holdings appeared first on Securities Arbitration Lawyers Blog. [read post]
15 Jun 2015, 11:12 am
Legal and Financial Issues It is not uncommon for our parents, or other seniors in our lives, to need assistance with various aspects of our lives, as they grow older. [read post]
15 Jan 2015, 2:24 pm
Before the parties’ divorce decree was issued, the Husband sold a promissory note that he had failed to disclose on his financial affidavit. [read post]
7 Mar 2023, 5:56 am
On March 2, 2023, the Consumer Financial Protection Bureau (CFPB) published a new report analyzing the financial profiles of Buy Now, Pay Later (BNPL) borrowers. [read post]
15 Mar 2018, 7:16 am
Democrats split over financial rules. [read post]
7 Oct 2015, 8:27 pm
When the Bureau issues proposed regulations, the public is invited to submit written comments which will be carefully considered before final regulations are issued. [read post]
19 Jul 2011, 10:33 am
The only way to force the issue is to file a bankruptcy in which you may be able to "strip" the second lien. [read post]
19 Jul 2011, 10:33 am
The only way to force the issue is to file a bankruptcy in which you may be able to "strip" the second lien. [read post]
10 Mar 2023, 3:01 am
On 9 March 2023, the House of Commons’ Treasury Sub-Committee on Financial Services Regulations published a letter addressed to the FCA, following the FCA’s consultation on Sustainability Disclosure Requirements and investment labels. [read post]
12 Feb 2019, 11:32 am
Democratic Congressman Bill Foster, who represents the 11th District of Illinois, has sent a letter to Maxine Waters, Democratic Chairwoman of the House Financial Services Committee, to express his “strong interest in serving as the Chair of the Taskforce on Financial Technology and Innovation that will be convened in the coming weeks. [read post]
4 Jan 2018, 8:56 am
The Financial Markets Law Committee (FMLC) has published a paper entitled Issues of legal uncertainty arising in the context of the UK’s withdrawal from the EU – the application and impact of World Trade Organization (WTO) rules on financial services. [read post]
1 Mar 2021, 1:30 pm
FINRA has barred former LPL stockbroker Bradley Allen Goodbred from the securities industry for refusing to respond to an information request issued pursuant to FINRA Rule 8210. [read post]
26 Aug 2019, 1:15 pm
Yennock, members of Epstein Becker & Green’s Financial Industry Service Team, discussed measures that employers may take to prevent workplace violence and to address threats before they materialize into a crisis, as well as some of the challenges—both legislative and practical—that employers face in dealing with these issues. [read post]
