Posts tagged with: "financial+issue"
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4 Feb 2021, 5:25 pm
The developments soon spread to some other stocks and markets.The episode raises several policy issues, including social media’s influence over investment decisions,zero-commission trading, shortselling,investor protection, market functionality, and financial stability…” [read post]
10 Mar 2008, 7:52 am
U.S. and European regulators this week issued a report assessing the efficacy of risk management practices at major financial services firms during the recent period of market turmoil. [read post]
23 Apr 2015, 6:11 am
” Director Cordray’s remarks on campus financial products echo statements made in the CFPB’s fifth annual report on college credit card agreements issued in December 2014. [read post]
21 Feb 2007, 6:10 pm
Issued July 7, 2006 -- Opinion of Judge Susan K. [read post]
30 Aug 2007, 5:26 pm
This month on Current Issues in Credit Unions, we have special guest Joe Melchione, Esq. [read post]
21 Sep 2016, 5:00 am
Other Issues to be Negotiated in the Engagement Letter Scope of duties and fees are the major issues to be negotiated in an engagement letter, but, as with any major business contract, there are other issues to be determined as well. [read post]
5 Feb 2010, 8:34 am
Lewis also was aware of the disclosure issues, because Price updated him on disclosure and loss issues. [read post]
14 Jun 2010, 8:39 am
The conference will address a variety of issues, such as the fact that new federal securities class action filings have significantly increased after the financial collapse in 2008. [read post]
15 Oct 2009, 8:37 am
Should the SEC and CFTC be unable to issue joint rules within 180 days, the Treasury Department will have the ability to issue final rules. [read post]
28 Jan 2010, 4:32 am
The Report provides a review of the industry over the last twenty years, as well as views on where the industry is going and the challenges it will face over the next twenty years.In particular, the Report looked at the following issues: The future shape of the financial services industry; Customers and products; Government intervention and regulation; and UK competitiveness and London as a leading financial centre. [read post]
12 Oct 2023, 9:14 am
DOJ, Oct. 12, 2023 "The Justice Department and Consumer Financial Protection Bureau (CFPB) issued a joint statement today that reminds financial institutions that all credit applicants are protected from discrimination on the basis of their national origin, race and other characteristics covered by the Equal Credit Opportunity Act (ECOA), regardless of their immigration status. [read post]
24 Aug 2019, 3:19 pm
The House Financial Services and Intelligence Committees had issued the subpoenas in early April as part of a larger investigation into Russian money-laundering and financial crimes, marking the first time that Congress issued a subpoena to a third party for a president’s records. [read post]
30 Apr 2020, 8:48 am
The Group was ranked in the highest tier nationally in each of the two categories, Compliance and Litigation, used by Chambers USA for Financial Services Regulation. [read post]
14 Apr 2022, 2:55 am
It talks at length about issues of privacy of hearings and secrecy of facts. [read post]
8 Jan 2021, 7:11 am
On December 31, 2020, the IRS issued draft instructions on what constitutes reportable virtual currency transactions. [read post]
8 Jan 2021, 7:11 am
On December 31, 2020, the IRS issued draft instructions on what constitutes reportable virtual currency transactions. [read post]
21 Sep 2016, 5:00 am
Other Issues to be Negotiated in the Engagement Letter Scope of duties and fees are the major issues to be negotiated in an engagement letter, but, as with any major business contract, there are other issues to be determined as well. [read post]
10 Nov 2009, 11:00 am
/**/ Senate Banking Committee Issues Draft Legislation Reforming US Financial Regulation The Senate Banking Committee has released draft legislation that would provide a sweeping overhaul of the regulation of US financial services and markets. [read post]
14 Jun 2018, 9:28 am
Issues on appeal The plaintiff appealed on four grounds: 1. [read post]
10 Aug 2021, 10:20 am
The California Department of Financial Protection and Innovation (DFPI) has issued proposed amendments to its regulations implementing the Pilot Program for Increased Access to Responsible Small Dollar Loans (Pilot Program). [read post]
