Posts tagged with: "financial+issue"
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5 Nov 2020, 6:35 am
Other topics include the role of data aggregators and how banks are responding to them, technical and other issues arising from third party access to consumer data, and the application of the FCRA and other federal consumer financial protection laws to data aggregators. [read post]
26 Oct 2020, 8:13 am
In their August 24, 2020 answer, the Associations assert that the state failed to establish that: (1) the trial court’s decision presents a fundamental issue of broad public import to warrant review by the Washington Supreme Court; and (2) the appeal contains any novel issues of state or federal law or evidentiary issues of fact regarding discrimination in purpose or effect against interstate commerce. [read post]
16 Apr 2019, 12:22 pm
A temporary restraining order and temporary asset freeze against the defendants has reportedly been issued, as well as an order directing the defendants to provide a sworn accounting, according to the announcement. [read post]
19 Apr 2019, 12:22 pm
A temporary restraining order and temporary asset freeze against the defendants has reportedly been issued, as well as an order directing the defendants to provide a sworn accounting, according to the announcement. [read post]
7 Nov 2023, 9:01 pm
The FTC enforces the GLBA with respect to non-bank financial institutions such as mortgage brokers, money transmitters, payday lenders, automotive dealerships, retailers that directly issue consumer credit cards, and tax preparers.[3] The FTC promulgated the Safeguards Rule in 2002 under Subtitle A of Title V of the GLBA, which directs the FTC and other federal financial regulators to establish standards relating to administrative, technical and physical… [read post]
27 Mar 2022, 6:20 pm
Via LLRX – Pete Recommends Weekly highlights on cyber security issues, March 26, 2022 – Privacy and cybersecurity issues impact every aspect of our lives – home, work, travel, education, health and medical records – to name but a few. [read post]
28 Jul 2016, 9:33 am
A family care plan will lay out procedures for how children and other dependent family members should receive financial support, health care, and other forms of assistance while the military member is away on duty. [read post]
19 Sep 2010, 8:52 am
The financial issues confronting Mr. [read post]
31 Oct 2010, 9:49 am
Warren called a State of the Union for Consumer Financial Issues. [read post]
9 Apr 2012, 1:59 pm
SARs are issued by financial institutions to report suspicious activity to law enforcement. [read post]
4 Mar 2021, 8:50 pm
The opinion has been issued in accordance with Article 6(5) of the Fourth Anti-Money Laundering Directive, which requires the EBA to issue an opinion on the risks of ML and TF affecting the EU’s financial sector every two years. [read post]
11 Nov 2021, 8:23 am
In the latest demonstration that there’s a “new CFPB” as well as other new regulatory sheriffs in town, the CFPB, the federal banking agencies (OCC, FDIC, Federal Reserve Board, and NCUA), and state financial regulators issued a joint statement yesterday to announce that they will no longer provide “supervisory and enforcement flexibility” to mortgage servicers in meeting compliance requirements. [read post]
28 Jan 2013, 6:29 am
In the years since the financial reporting scandals and the Sarbanes-Oxley Act of 2002, and in particular following the financial crisis and the Dodd-Frank Act of 2010, boards of directors have faced greater burdens and more intense scrutiny of their activities and performance. [read post]
19 Dec 2014, 2:44 pm
FINRA concluded that SWS Financial failed to establish and maintain procedures that were specifically tailored to its VA securities business causing the firm to submit over 70% of its non branch manager office initiated VA applications to the issuing insurance company without the applications ever having been reviewed by an SWS Financial securities principal. [read post]
11 May 2022, 12:13 am
APRA also launched the second phase of its project deepening the collection of superannuation data from across the industry, issued a letter with its initial risk management expectations and policy roadmap for crypto-assets, published updated FAQs on the Financial Claims Scheme for general insurance, issued a letter to general insurers proposing amendments to the prudential framework to support the Government’s cyclone and cyclone related flood damage reinsurance… [read post]
26 Jul 2007, 11:42 am
First Boston Financial - breach of contract and fraudulent transfer action Nelson v. [read post]
25 Sep 2018, 6:33 am
Requires the Office of the Commissioner of Financial Regulation to study Fintech regulation. [read post]
11 Sep 2017, 1:55 pm
On August 24, 2017, the Consumer Financial Protection Bureau (the “CFPB“) issued a new rule that amends the 2015 updates to the Home Mortgage Act (“HMDA“) rules. [read post]
14 Jan 2014, 1:01 am
· Revenue Recognition Issues – Reserve issues and valuation issues play into the broader question of whether a company is taking measures to “smooth earnings. [read post]
14 Dec 2006, 4:37 pm
The Banking and Financial Services Ombudsman's Bulletin 52 revisits some interesting banker-customer issues that are worth reading including : the measure of damages in the case of misleading conduct: there may have been a loss of the opportunity to gain the benefit elsewhere but if the expected benefit was not available in the market, or the disputant would not have been in a position to take up the opportunity elsewhere, there will be no loss (Gates v CML). [read post]
