Posts tagged with: "financial+issue"
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24 May 2021, 10:00 pm
US President Joseph Biden issued the Executive Order on Climate-Related Financial Risk on May 20, 2021, directing federal agencies across the US government to take action addressing climate-related financial risk. [read post]
24 May 2021, 10:00 pm
US President Joseph Biden issued the Executive Order on Climate-Related Financial Risk on May 20, 2021, directing federal agencies across the US government to take action addressing climate-related financial risk. [read post]
18 Feb 2014, 5:08 am
Last week, the GAO issued a report on college debit cards in which the GAO recommended that Congress consider requiring financial institutions that provide debit and prepaid card services to colleges to publicly disclose their agreements. [read post]
1 Feb 2022, 3:12 pm
To address the “too big to fail” issue, large banks and SIFIs are subject to enhanced prudential regulation (heightened safety and soundness standards) by the Federal Reserve…” [read post]
29 Jul 2022, 10:00 am
” These are just some of the issues we will attempt to address in this post about the financials of tenancies in common. [read post]
2 Apr 2018, 8:00 am
In the last two blogs, I’ve written about the issues presented in a bankruptcy case when a small business faces financial difficulty. [read post]
7 Jan 2010, 11:52 am
Also, FASB is expected to issue its comprehensive financial instruments proposals on classification and measurement, impairment, and hedge accounting. [read post]
9 Jan 2024, 9:37 pm
For instance, a spouse with limited earning potential or significant health issues may require more substantial financial support to maintain a reasonable standard of living after the divorce. [read post]
11 Nov 2014, 6:33 pm
The report Cyber resilience in financial market infrastructures analyses the relevance of cyber security issues for FMIs and their overseers within the context of the Principles for Financial Market Infrastructures (PFMIs). [read post]
26 Mar 2015, 1:29 am
Here's the abstract:Legal globalization has given rise to a number of financial issues in international law in areas as diverse as development financing, investment protection, compensation of human rights victims, and sovereign debt crises. [read post]
18 Nov 2008, 6:30 pm
I recently issued a paper entitled A Pragmatic Approach to the Phased Consolidation of Financial Regulation in the United States, which recommends an approach to reforming the US system of financial regulation. [read post]
9 May 2017, 11:58 am
You may notice financial abuse because you recognize the following signs: A senior suddenly does not have enough money for food, clothing, or other purchases loss of weight, poor hygiene, older clothes and other issues arising from someone not having enough money to spend on these items Unexplained secretiveness about money Sudden decrease in the amount of spare money for discretionary purchases Sudden concern about purchases Sudden signing over of assets or signing over of… [read post]
1 Aug 2017, 8:13 am
The post FINRA Fines UBS Financial for Compliance Issues appeared first on White Securities Law. [read post]
15 Mar 2023, 7:20 am
FINRA Sanctions Webull Financial for Options Trading According to public documents this week, the Financial Industry Regulatory Authority (FINRA), the self-regulator that oversees brokers and brokerage firms, has reportedly censured and fined Webull Financial LLC (CRD #289063)$3,000,000 for supervisory issues regarding options trading. [read post]
14 Jun 2013, 9:01 am
Some of the issues to keep in mind when reviewing severance agreements for financial professionals is the impact on the following: (1) Your ability to qualify for unemployment benefits; (2) Termination disclosures by the firm to FINRA; (3) References by the firm; (4) On-going payment of health insurance premiums; (5) Severance payments; (6) Outplacement assistance; and (7) Your ability to job seek without restrictions. [read post]
22 Feb 2016, 10:00 am
Most often, we have the parties meeting, without the lawyers present, with the mental health professional on children's issues and with the financial professional on financial issues. [read post]
13 Mar 2024, 10:01 am
Once you have a system in place and your staff can use it, your chances of facing an external audit or other issues are slim. [read post]
5 Mar 2011, 9:31 am
Unfortunately many documents, even when prepared by a lawyer, fail to address the critical issue of paying for long term care. [read post]
9 Sep 2008, 6:22 pm
FINRA (the Financial Industry Regulatory Authority) has issued guidance to Americans who may feel pressured to make poor financial decisions in order to raise cash to meet short-term needs. [read post]
7 Oct 2015, 9:45 am
Whether you are the spouse who is paying or receiving, there are certain financial issues that need to be given some thought. [read post]
