Posts tagged with: "financial+issue"
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23 Jan 2019, 8:44 am
” Each issue will have a theme, with student loans the theme of the first issue. [read post]
6 Oct 2009, 2:08 am
The European Commission announced on 23 September 2009 the adoption of legislative proposals to strengthen financial supervision in Europe in the wake of the global financial crisis.The proposed legislation creates a new European Systemic Risk Board (ESRB) to detect risks to the financial system as a whole (known as "macro-prudential supervision") with a critical function to issue early risk warnings. [read post]
18 Aug 2014, 7:51 am
When you consider the number of regulatory actions against LPL Financial in recent years, it becomes clear that upholding these supervisory obligations seems to be an ongoing issue for the company. [read post]
18 Aug 2014, 7:51 am
When you consider the number of regulatory actions against LPL Financial in recent years, it becomes clear that upholding these supervisory obligations seems to be an ongoing issue for the company. [read post]
3 Jan 2017, 6:33 am
With the clock ticking down to the new year, on December 28, 2016, the New York State Department of Financial Services (NYDFS) released highly anticipated revisions to its proposed Cybersecurity Requirements for Financial Services Companies (the “Proposal”). [read post]
29 Aug 2012, 11:38 am
The SEC cites its ownRelease issued in 2010, which set forth a number of requirements. [read post]
26 Jul 2012, 6:38 am
The workshop aims at bringing together analyses covering a broad range of issues in debt and financial regulation as well as of methodological approaches. [read post]
6 Dec 2011, 6:37 am
” Thus, cases that turn on technical issues such as disclosure are being left for civil-enforcement actions, he said. [read post]
30 Jun 2024, 12:00 am
Your attorney can help you identify and value all marital assets, and also work with you to negotiate agreements that will provide for your financial needs. [read post]
28 Apr 2016, 6:06 am
The Sixth Annual Public Policy Institute on Financial Services Regulation will examine a number of issues including the Consumer Financial Protection Bureau’s regulation of payday loans and other small-dollar lending, Bitcoin and other block chain technologies regulatory and technological issues, the overlap of consumer payments and the First Amendment (including challenges to state no-surcharge rules on payment cards), and payment security (such as Apple… [read post]
25 Aug 2016, 11:50 am
What is offered to the staff have to be benefits that can be used to address pressing issues. [read post]
15 Nov 2018, 12:12 pm
The CFPB has issued its Spring 2018 Semi-Annual Report to Congress covering the period October 1, 2017 through March 31, 2018. [read post]
13 Jul 2012, 5:00 am
With eight marriages, nine children, and nineteen grandchildren, it seems strange that such a personality could be affected by an issue like senior financial exploitation. [read post]
UK Corporate Governance Regulator Updates Guidance for Audit Committees in Light of Financial Crisis
20 Nov 2010, 6:29 pm
In light of the recent financial crisis and the ongoing economic climate, the UK corporate governance regulator, the Financial Reporting Council, has issued updated guidance for audit committees that focuses on accounting valuations and creating an environment in which the outside auditor can question management with professional skepticism. [read post]
25 Apr 2017, 10:40 am
Court of Appeals for the District of Columbia Circuit issued another ruling adverse to the CFPB. [read post]
17 Oct 2009, 8:40 pm
Our book helps bring awareness to the issue and educates people about the importance of proper estate planning and avoiding family fighting over money. [read post]
18 Mar 2010, 10:04 am
The latest issue of the New York University Journal of International Law and Politics (Vol. 42, no. 1, Fall 2009) is out. [read post]
22 Nov 2016, 3:16 am
Yesterday, ISS issued its 2017 policy updates, which applies to meetings starting in February (here’s the policy updates for outside the US). [read post]
27 Jan 2020, 8:12 am
With Brexit expected to take place on 31 January 2020, negotiations between the EU and UK on their future relationship and associated equivalence considerations will add to the complexity of issues that financial markets participants and market infrastructure operators will have to take into account in their day-to-day business operations and longer-term strategic planning. [read post]
4 Nov 2009, 5:32 am
"Upon hearing these unofficial results, the Cleveland Plain Dealer's Thomas Ott reports that Issue 2 opponents blamed their loss on the financial support Issue 2 backers had from those involved in the livestock industry. [read post]
