Posts tagged with: "financial+issue"
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20 Mar 2013, 3:53 am
Corp Fin Issues Rare Section 402 No-Action Letter Each time a new no-action response emerges from Corp Fin, I take a quick look. [read post]
28 Sep 2015, 7:16 am
But the judge told the parties to give her an update on the case after the Eleventh Circuit issues its opinion.The case is No. 15-cv-492. [read post]
4 Mar 2019, 11:47 am
The CFPB’s Office of Financial Protection for Older Americans has issued a new report on combating elder abuse. [read post]
17 Mar 2008, 3:49 am
Subprime Crisis: The PWG Weighs In Last week, the President's Working Group on Financial Markets issued a Policy Statement on Financial Market Developments, reflecting the collective views of the Treasury, the Federal Reserve, the SEC and the CFTC on how to deal with the current market turmoil. [read post]
13 Feb 2009, 2:42 am
And for nonprofit hospitals, the issue of whether they provide enough financial assistance to patients to justify their tax-exempt status has been a long-running point of contention.The IRS report found that fewer than one-fifth of 489 nonprofit hospitals it surveyed accounted for 78% of the whole group's spending on "community benefit. [read post]
27 Sep 2016, 8:40 am
The UK’s financial services regulator, the Financial Conduct Authority (FCA), has recently published summaries of the responses it received to a Call for Inputs (CfI) on the use of big data in the retail general insurance (GI) sector as well as outlining its responses to the issues raised. [read post]
27 Sep 2016, 8:40 am
The UK’s financial services regulator, the Financial Conduct Authority (FCA), has recently published summaries of the responses it received to a Call for Inputs (CfI) on the use of big data in the retail general insurance (GI) sector as well as outlining its responses to the issues raised. [read post]
30 Sep 2008, 7:51 am
ASIC has issued Class Order (CO 08/1) Group purchasing bodies to provide conditional exemptions for group purchasing bodies that arrange cover under insurance or facilities for managing financial risk (excluding certain foreign insurance) from the Australian financial services (AFS) licensing and managed investment scheme registration requirements. [read post]
28 Jan 2015, 9:38 am
Mishkin In a new compliance bulletin (2015-01), the CFPB reminds supervised financial institutions, including nonbanks, of their obligations regarding the disclosure of confidential supervisory information (CSI). [read post]
28 Apr 2009, 3:47 pm
Financial institutions are charging significant fees in order to process requests for documents. [read post]
14 May 2017, 2:24 pm
” In addition to the disclosure-related provisions, the Financial Choice Act also contains a number of provisions relating to corporate governance issues and procedures. [read post]
13 Dec 2021, 8:55 pm
This aligns with supervisory guidance issued by US authorities and supported by the Financial Stability Board and the International Organization of Securities Commissions. [read post]
1 Jul 2024, 9:01 pm
As part of its ongoing efforts to reduce what it views as corporate recidivism, the Consumer Financial Protection Bureau (CFPB) issued a final rule on June 3, 2024 that will require certain nonbank financial companies to register with the CFPB when they become subject to final agency orders alleging violations of consumer financial laws (Final Rule).[1] For nonbank financial companies subject to the CFPB’s supervisory authority, a senior executive… [read post]
4 Feb 2010, 7:29 pm
” Household income and the number of individuals in the household are central issues in the means test. [read post]
2 Sep 2024, 7:34 am
Many attorneys offer initial consultations that may be free or at a reduced cost, allowing potential clients to assess their options without a significant financial commitment. [read post]
14 Apr 2020, 8:51 am
Issues affecting asset and fund managers Over the coming weeks, partners from our financial services team will be sharing with clients and contacts a series of video diaries setting out their views on the latest developments in respect of COVID 19 impacts in the various areas of financial services. [read post]
21 Dec 2010, 5:00 am
The Committee of European Banking Supervisors (CEBS) just issued guidelines on compensation for European financial institutions. [read post]
22 Feb 2009, 6:16 am
Political calls for more disclosure in the current environment, however, disguise the complexity of the issues that will have to be sorted out in order to arrive at a functional solution. [read post]
5 Jun 2011, 11:50 am
Changes in tax law can have significant effects on a financial statements, he emphasized.Coterminous with the Committee hearings on the issue, the Joint Committee on Taxation reported on the differences between financial and tax accounting. [read post]
23 Mar 2020, 7:19 am
The peril of compliance issues and violations rises intensely. [read post]
