Posts tagged with: "financial+issue"
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20 Nov 2009, 5:34 am
After weeks of debate on the various legislative pieces of a large-scale financial regulatory overhaul, the House Financial Services Committee was expected to complete its work this week. [read post]
6 Apr 2012, 1:41 pm
For additional information about the ELNY immunity issue, see this prior S2KM blog post. [read post]
21 Nov 2008, 12:07 pm
November-December Issue: Deal Lawyers Print Newsletter This November-December issue of the Deal Lawyers print newsletter was just sent to the printer and includes articles on: - Responding to Liquidity/Capital Constraints: The Joint Venture Decision Tree - Breaking Up is Hard to Do - and Must Be Done Carefully - Lessons from the Meltdown: Reverse Termination Fees - Getting Engaged: When Hiring an M&A Financial Advisor, It â [read post]
20 Dec 2011, 6:25 am
Coping with the increase in regulations and changes in the general perception of business that have followed the financial crisis. [read post]
5 Sep 2019, 3:00 am
Financial Intermediaries: 3 Cheers for the Big 3? [read post]
20 Feb 2018, 1:59 am
Reviewing the SARB’s position on private cryptocurrencies The review will address regulatory issues like clearing and settlement, exchange control, monetary policy and financial stability and other issues like cybersecurity. [read post]
12 Jan 2012, 7:02 am
This includes any depository, custodial or other financial account maintained by a foreign financial institution and any stock or security or financial instrument or contract issued by a person other than a US person, or any interest in a foreign entity not help in an institutional account. [read post]
26 Jan 2012, 12:43 pm
” He began working for RBC in 2005 and was hired in spite of some previous issues with securities regulators. [read post]
25 May 2010, 1:35 pm
May 25: The Senate Energy & Natural Resources Committee, Chaired by Senator Jeff Bingaman (D-NM), with Ranking Member Lisa Murkowski (R-AK) held a hearing to received testimony on the liability and financial responsibility issues related to offshore oil production [See WIMS 5/14/10], including the Deepwater Horizon accident in the Gulf of Mexico, including S. 3346, a bill to increase the civil and criminal penalties on liability under the Outer Continental Shelf Lands… [read post]
11 Jan 2011, 10:04 am
Hurwitz comments on the proposed Accounting Standards Update for Leases – Topic 840 issued August 17, 2010. [read post]
2 Dec 2021, 3:16 pm
But perhaps the issue is not as settled as I thought. [read post]
20 May 2024, 3:16 am
Last Friday, SEC Corp Fin Director Erik Gerding and Chief Accountant Paul Munter issued a joint statement on the application of IFRS 19 in SEC filings by foreign private issuers. [read post]
3 May 2010, 1:37 pm
That scenario presented itself to my firm several weeks ago in a litigation matter when a large financial services company filed a law suit, claiming that our clients, two of the plaintiff’s former financial advisors and their newly formed company, misappropriated the plaintiff company’s trade secrets. [read post]
11 Jan 2022, 12:36 pm
Last month, the Financial Crimes Enforcement Network (“FinCEN”) published proposed regulations to implement the Corporate Transparency Act (“CTA”), which was enacted into law on January 1, 2021. [read post]
16 Feb 2016, 4:37 am
Bump Fire also requested a protective order to prevent the disclosure of certain discovery, including sensitive trade secrets and financial information. [read post]
2 Jun 2015, 4:51 pm
On May 14, 2015, the Department of Enforcement for the Financial Industry Regulatory Authority (“FINRA”) filed a complaint (the “Complaint”) against ARI Financial Services, Inc. [read post]
19 May 2016, 12:26 pm
The CFPB and four other agencies have issued “Interagency Guidance Regarding Deposit Reconciliation Practices. [read post]
28 Nov 2007, 11:40 am
USA and UK) in examining these issues. [read post]
13 Mar 2008, 3:38 am
March-April Issue: Deal Lawyers Print Newsletter This March-April issue of the Deal Lawyers print newsletter was just sent to the printer and includes articles on: - 2008: The Year of the Activist Hedge Fund - How to Settle Insurgencies and Secure Stockholder Votes Without Creating New Exposures - Engagement Letters: Their Role in Limiting Investment Banker Liability - The Obligations of Financial Advisors - New Decision Upholds Contractual and Other Limitations - Buyers… [read post]
2 Mar 2009, 6:58 pm
Federal Reserve.[11] Currently, a little over a decade later, the United States is facing a very similar issue, a real estate market in shambles, and a financial system in crisis. [read post]
