Posts tagged with: "financial+issue"
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30 Jul 2018, 6:22 am
Noncompliance with the Bill would result in penalties up to 50 million Rupees (approximately USD $ 728,000) or two percent of global annual turnover of the preceding financial year, whichever is higher. [read post]
10 Jul 2009, 7:18 am
This makes common sense in the brokerage industry given that investors who hire financial advisors typically rely on their expertise to make sound investment decisions. [read post]
15 Jan 2010, 2:02 pm
Rethinking the Taxation of the Financial Sector in the Light of the Recent CrisisA Workshop co-sponsored by the Office of Tax Policy Research at the University of Michigan and the UNC Tax CenterCo-organizers:Douglas Shackelford, University of North CarolinaDaniel Shaviro, NYU Law SchoolJoel Slemrod, University of MichiganFebruary 5, 2010NYU Law School [room assignment TBA]Agenda Revised as of 1/15/10Session 1: The Basic Rules: Accounting, Regulation, and Taxation 8:30-9:20… [read post]
23 Jun 2023, 3:11 am
Examples of recent enforcement decisions include FCA fines handed to UK banks, relating to AML and Listing Rules issues. [read post]
17 Mar 2015, 11:54 am
This public inquiry will focus on issues including credit card terms, the use of consumer disclosures, credit card debt collection practices, and rewards programs, among others. [read post]
30 Jul 2015, 6:52 am
On July 13, the Consumer Financial Protection Bureau (CFPB) Director Richard Cordray delivered remarks at the White House Conference on Aging and signaled the CFPB’s plans to issue an advisory later in 2015 to assist financial institutions with preventing, recognizing, and reporting elder financial abuse. [read post]
17 Aug 2008, 9:13 pm
Best Company has been issuing financial strength ratings for 102 years-over a century! [read post]
1 Mar 2022, 7:32 am
On 28 February 2022, the Financial Policy Committee (FPC) issued a consultation seeking views on the withdrawal of the mortgage affordability test. [read post]
4 May 2009, 6:30 am
Typically, it consists of physical, sexual, and/or financial abuse combined with abandonment, isolation, neglect and self-neglect issues. [read post]
8 Aug 2016, 11:52 am
The package contains model contractual terms that market participants can use to comply with Article 55 when issuing debt instruments and certain other contracts governed by the law of a jurisdiction outside the EU. [read post]
26 Apr 2022, 6:52 am
Peirce, affectionally known by crypto-enthusiasts as “Crypto Mom,” issued a simultaneous statement in opposition of SAB 121. [read post]
29 Jan 2013, 12:08 pm
Currently, when the terms of an outstanding debt instrument are significantly modified, the issue price of the modified debt instrument does not necessarily equal the issue price of the debt instrument prior to modification. [read post]
6 Feb 2021, 8:57 am
DiNapoli announced the following municipal and school district audits were issued during the week ending February 5, 2021. [read post]
23 Feb 2015, 10:35 am
Hana Financial appealed the issue of trademark tacking to the U.S. [read post]
25 Aug 2017, 2:42 pm
Today, President Trump issued an Executive Order (E.O.) providing for sanctions against the Government of Venezuela. [read post]
1 Mar 2011, 4:12 pm
The Dodd-Frank Act provides the Bureau with broad power to require any business falling within its jurisdiction to provide information to the Bureau (Section 1022(c)(4)) and to consumers (Section 1033) The business groups urged the Bureau to issue regulations clarifying that these obligations will be limited to businesses whose principal activities fall within the financial services sector and will not apply to Main Street businesses. [read post]
31 Mar 2010, 4:14 pm
Here are the topics: --Prognosis on financial reform and credit unions. [read post]
14 Jul 2022, 8:48 am
The California Department of Financial Protection and Innovation (DFPI) has filed its opposition to Opportunity Financial, LLC’s (OppFi) Demurrer to the DFPI’s cross-complaint. [read post]
21 Aug 2013, 7:22 am
(Photo credit: Wikipedia)Brian Lewis, who has been at Roger Ailes' side since cable powerhouse Fox News Channel's inception 17 years ago, was terminated for cause July 25 and escorted from the premises where he most recently served as Executive Vice President, Corporate Communications, according to an account by The Hollywood Reporter.The network issued a statement that Lewis was terminated for alleged breach of his employment contract and over purported issues involving… [read post]
4 Apr 2018, 12:38 pm
Mulvaney is scheduled to appear before the House Financial Services Committee on April 12.) [read post]
