Posts tagged with: "financial+issue"
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2 Nov 2023, 3:47 pm
The Memorandum Ruling was issued on October 2, 2023. [read post]
2 Nov 2023, 2:43 pm
CPAs and other financial advisors may also be involved. [read post]
2 Nov 2023, 1:30 pm
Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) issued final rules establishing the beneficial ownership information reporting requirements (“BOI Reporting Rule”) of the CTA. [read post]
2 Nov 2023, 1:28 pm
By Alfred Villoch, III The issue of unpaid arbitration awards issued by FINRA against FINRA registered representatives is a growing concern in the financial industry, and it has garnered attention from organizations like PIABA (Public Investors Advocate Bar Association). [read post]
2 Nov 2023, 12:56 pm
License applicants are also subject to background investigations and strict criteria related to financial qualifications and locations. [read post]
2 Nov 2023, 12:28 pm
Potential job loss and subsequent difficulty securing employment due to a criminal record could also make a significant dent in your financial stability for years following the charge. [read post]
2 Nov 2023, 12:13 pm
If so, is this a franchisor or franchisee issue? [read post]
2 Nov 2023, 12:10 pm
For example, 1031 DSTs cannot raise new capital once the investment is made leaving investors holding the bag if expensive repairs are needed or other issues arise – like a drop in occupancy or rental income. [read post]
2 Nov 2023, 10:56 am
The settlement is the first FCA settlement relating to Restaurant Revitalization Fund (RRF) grants issued during the COVID-19 pandemic. [read post]
2 Nov 2023, 10:00 am
The issue considered in the High Court’s decision was whether a party could rely on a single liability cap rather than being subject to multiple liability caps for multiple claims. [read post]
2 Nov 2023, 9:45 am
[iii][iv] Allows Credit Unions to Issue LOCs. The NOFO requires subgrantees to obtain a LOC from a U.S. bank with a safety rating issued by Weiss of B− or better. [read post]
2 Nov 2023, 9:36 am
This causes a number of issues from an employment law perspective. [read post]
2 Nov 2023, 9:22 am
This causes a number of issues from an employment law perspective. [read post]
2 Nov 2023, 9:04 am
FinCEN issued the final rule implementing the CTA’s reporting provisions on September 29, 2022. [read post]
2 Nov 2023, 8:37 am
Final Decree: Once all issues are resolved, the court will issue a Decree of Dissolution of Marriage, officially ending the marriage. [read post]
2 Nov 2023, 8:27 am
The NYAG also referenced the data security guidance it issued in April 2023, which we discussed here, outlining safeguards the NYAG views as high-priority, including access controls, encryption of sensitive information, service provider vetting and contracting, data mapping, and incident response planning. [read post]
2 Nov 2023, 8:04 am
In a lengthy (65-page) order, the California Superior Court in Los Angeles has issued an extremely important decision upholding the legitimacy of bank-model online lending by denying a motion for preliminary injunction filed by the California Department of Financial Protection and Innovation (DFPI) that sought to force fintech Opportunity Financial LLC (OppFi) to stop facilitating loans to California borrowers from its partner FinWise Bank at interest rates above the… [read post]
2 Nov 2023, 7:05 am
(Editor’s note: This is the first installment in a symposium on “The Future of Atrocity Prevention,” organized in collaboration with the Programme on International Peace and Security at the Oxford Institute for Ethics, Law and Armed Conflict. [read post]
2 Nov 2023, 6:53 am
But those discussions failed to deliver a resounding financial and political commitment to the SDGs, or fundamentally address how development itself is being undermined (albeit stealthily) by security-driven agendas such as preventing and countering violent extremism. [read post]
2 Nov 2023, 6:31 am
According to the Associate Director of Enforcement for the SEC’s Philadelphia Regional Office, as the SEC alleged in its complaint, “Pareteum’s executives artificially inflated Pareteum’s revenue numbers to create the illusion of robust revenue growth….Investors should be able to trust public companies to issue truthful and accurate financial statements, and we will hold accountable any executives who abuse that trust and defraud investors. [read post]
