Posts tagged with: "financial+issue" Results 601 - 620 of 101,765
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29 Oct 2018, 1:36 pm by Anthony Carbone, PC
Poor credit scores, legal issues, and periods of unemployment can make it extremely difficult to gain financial independence and security. [read post]
27 Jan 2014, 8:04 am by Barbara S. Mishkin
MishkinTomorrow, the House Financial Services Committee will conduct a hearing entitled “The Semi-Annual Report of the Consumer Financial Protection Bureau. [read post]
Finally, Part IV highlights what I regard as the principal ongoing issues affecting the financial system and suggests some approaches for dealing with them. [read post]
9 Jul 2021, 3:31 pm
On July 9, 2021, the Pension Benefit Guaranty Corporation issued its interim final rule implementing the Special Financial Assistance (SFA) program passed in March 2021 as part of President Biden’s American Rescue Plan Act of 2021. [read post]
21 May 2024, 9:06 am by Sebastien Praicheux
A while ago, the French Prudential Supervision and Resolution Authority (ACPR) issued an important discussion document on the governance of AI in finance. [read post]
3 Nov 2009, 2:08 am
While some of the issues carry international implications and have been highlighted due to the financial crisis, others are specific to India.On a separate note, the Economist has a column that deals with capital controls in emerging economies. [read post]
14 Aug 2012, 6:35 am by Elder Law
On June 15, 2012, World Elder Abuse Awareness Day, Director Cordray announced a Request for Information (RFI) to learn more from the public about the growing issue of financial exploitation of older Americans and best practices for elder financial management.... [read post]
On March 10, 2020, the New York Department of Financial Services (“DFS”), which regulates a wide variety of financial institutions, including banks, insurance companies, and investment advisors doing business in New York, issued a series of letters regarding the response to the Novel Coronavirus (“COVID-19”). [read post]
30 May 2022, 10:37 am by Shepherd Smith Edwards & Kantas, LLP
The full-service broker-dealer, which works with high net worth individual investors and institutional clients, is the lead seller and underwriter of the L Bonds issued by GWG Holdings, Inc. [read post]
22 Mar 2010, 1:50 pm
Massachusetts Securities Regulators Issue Subpoenasandnbsp; to QA3 Financial Corp., National Securities Corp., CapWest Securities Inc., Independent Financial Group LLC, Investors Capital Corp. and Centaurus Financial Inc. [read post]
12 Sep 2011, 7:00 am by Kim Krawiec
  Are relevant public interest groups (PIGs) engaged in the issue? [read post]
15 Dec 2020, 11:17 am by Gerald Williams
Involve a financial planner unless… You are not financially dependent on your spouse for basic living expenses; ANDYou do not have anyone who is financially dependent on you; ANDYou have a moderately-good-to-excellent handle on your long-term finances and retirement.You MAY not need a financial planner if you are self-supporting and expect to be self-supporting in the indefinite future. [read post]
26 Feb 2015, 4:55 pm by Sabrina I. Pacifici
About 32 percent of the federal government’s reported total assets as of September 30, 2014, and approximately 19 percent of the federal government’s reported net cost for fiscal year 2014 relate to three Chief Financial Officers Act agencies that as of the date of GAO’s audit report, either received disclaimers of opinion on their fiscal year 2014 financial statements or had not issued their audited fiscal year 2014 financial statements. [read post]
6 Feb 2024, 6:40 am by Jonathan Herbst (UK)
  Streamlining the regulatory rulebook to align with the Consumer Duty – including directing the FCA to issue an open call to industry to identify rules which have been made redundant by the Consumer Duty. [read post]
Since then, probes have been conducted by the United States Consumer Financial Protection Bureau and other entities that specifically focus on issues that affect elders. [read post]
10 Feb 2010, 4:00 pm
Early involvement of a neutral financial expert will help parties resolve many financial issues before taking them to litigation. [read post]
5 Sep 2014, 9:21 am by tomwatts
It is setting records for passing the fewest laws in generations, and it deservedly earned reproach for dodging the most important issues facing the United States today. [read post]
23 Dec 2015, 6:11 am
In November 30, 2015, the Delaware Supreme Court issued a 107-page opinion affirming the Court of Chancery’s post-trial decisions in In re Rural/Metro Corp. [read post]
19 Apr 2018, 6:18 am
But despite a flurry of activity and increasing attention to the issue, regulators have struggled to apply old law to new facts. [read post]
6 May 2010, 2:25 pm by Daniel Shaviro
Co-authoring, which I don't often do, was a good experience despite the incentive issues that may arise in all quarters (mine included) from such an enterprise.Anyone who's interested can download it here.The abstract is as follows:In the aftermath of the recent financial crisis, a variety of taxes on financial institutions have been proposed or enacted. [read post]