Posts tagged with: "financial+issue"
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30 Apr 2018, 4:00 am
While law firms may have paralegals or attorneys on staff who are very knowledgeable about financial issues, the outside forensic accountant offers several advantages: Experience in financial investigations means the work can be completed quicker and more efficiently. [read post]
20 Sep 2023, 8:07 am
A prenuptial agreement is a contract entered into between spouses before marriage that can decide a variety of financial issues. [read post]
25 Feb 2022, 10:49 am
Section 106 of Division Q of the financial services title of the FY21 appropriations legislation required the SEC to study the availability of research on small issuers. [read post]
13 Apr 2021, 5:00 am
Tonkovic, J.D.The SEC's Division of Examinations has issued a risk alert highlighting its recent observations from exams of firms offering ESG products and services. [read post]
21 Jun 2011, 5:00 am
Call-for-Papers and Conference Announcement: ” Law and Development at the Microlevel: From Microtrade to Current Issues in Law and Development. [read post]
1 Nov 2012, 11:20 am
The variety of the issues that are the subject of dispute often appear to be endless and usually present rather interesting problems. [read post]
19 Jul 2012, 6:00 am
The Best Attorney and CPA The best family law attorney is one who has significant experience, knowledge about financial issues, a good reputation with both clients and fellow attorneys, and excellent people skills. [read post]
27 Feb 2008, 12:07 pm
These two papers highlight the difficult nature of this issue. [read post]
3 Aug 2020, 6:28 pm
The Financial Crimes Enforcement Network issued its latest collection of Frequently Asked Questions on the requirements for Customer Due Diligence requirements for Covered Financial Institutions. [read post]
9 Apr 2012, 9:11 am
Recently, the California Department of Insurance has issued “Intent to Deny” letters to at least four applicants for life settlement provider licenses based upon a “lack of financial stability. [read post]
3 Sep 2014, 10:16 am
A lawsuit filed by a former employee at a Wall Street financial firm alleges that the company's chief executive officer routinely subjected her to sexual harassment. [read post]
13 Oct 2009, 8:00 am
So too will the action - or inaction - of other major international financial centers in addressing this issue affecting the FSA: “The effectiveness of our approach in achieving real change will depend on our ability to gain international agreement to enforce similar principles in all major financial markets. [read post]
5 Jan 2010, 6:40 pm
See requirements of FINRA Rule 2210It is the ongoing opinion of this author that those who dispense financial advice should maintain the highest level of financial literacy. [read post]
11 Nov 2020, 11:59 am
Financial eligibility is within the applicant’s control — usually — but to get the proof of clinical eligibility that’s required by the program, a “Pre-Admission Screening” or “PAS” must be issued by Medicaid’s Regional Office of Community Choice Options or “OCCO. [read post]
4 Apr 2022, 8:17 am
On 1 April 2022, the International Regulatory Strategy Group (IRSG) issued its response to the final phase of the Government’s consultation on the UK’s future regulatory framework. [read post]
26 Mar 2020, 6:18 am
In Part 1, we focused on employment law issues because those were the first issues we saw and those are the issues that continue to arise most often. [read post]
29 Sep 2023, 8:06 am
The bounty amount is taken from monetary sanctions issued against the company in the covered action. [read post]
29 Apr 2020, 5:00 am
In response to the COVID-19 pandemic, Congress passed the CARES Act which set up the SBA-administered Paycheck Protection Program (PPP) to provide for emergency financial relief in the form of forgivable loans to small businesses with less than 500 employees. [read post]
8 Jun 2023, 11:42 am
The Federal Reserve, FDIC, and OCC have released final interagency guidance for their respective supervised banking organizations on managing risks associated with third-party relationships, including relationships with financial technology-focused entities such as bank/fintech sponsorship arrangements. [read post]
8 Oct 2008, 9:14 am
A major concern of the Kerrigans, assuming the verdict is upheld on appeal, is the issue of payment. [read post]
