Posts tagged with: "financial+issue"
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28 Sep 2023, 1:25 pm
The Securities and Exchange Commission recently issued an interesting report that may portend a broader reach for FINRA to resolve disputes. [read post]
28 Sep 2023, 1:15 pm
In March, Senator Catherine Cortez Masto (D-NV) introduced a bill that would set up such a program at the Consumer Financial Protection Bureau (CFPB). [read post]
28 Sep 2023, 12:17 pm
Double taxation treaties between countries often exist to mitigate this issue. [read post]
28 Sep 2023, 11:26 am
Thus, the robocalling scheme resulted in actual financial losses to the toll free customers receiving the calls. [read post]
28 Sep 2023, 11:09 am
If the DNA test confirms paternity, the court will issue an order recognizing the man as the legal father. [read post]
28 Sep 2023, 10:20 am
While many people associate prenups with property division, these agreements can also address other important financial issues, such as alimony. [read post]
28 Sep 2023, 10:03 am
The Securities and Exchange Commission has issued charges against Anthony Viggiano, a former analyst at Goldman Sachs Group Inc. and Christopher Salamone, Stephen A. [read post]
28 Sep 2023, 9:22 am
It created the Consumer Financial Protection Bureau to protect consumers in the marketplace and, in part, regulate predatory financial products, like the high-risk mortgages that had contributed to the crash. [read post]
28 Sep 2023, 9:00 am
In Maryland , a bill would establish a technology grant program to provide financial aid to small and medium-sized manufacturing companies seeking to leverage AI technologies. [read post]
28 Sep 2023, 8:43 am
The PRA has issued the consultation given the above HM Treasury consultation which, among other things, proposes to allow ring-fenced bodies to establish entities in third countries. [read post]
28 Sep 2023, 8:38 am
Sadly, the error ratio when issuing policies is very high-perhaps more than 50%. [read post]
28 Sep 2023, 7:00 am
Additionally, it goes without saying that gentrification is a disability issue. [read post]
28 Sep 2023, 6:59 am
Similarly, divorce proceedings can complicate ownership issues and buy-sell agreements/provisions can help mitigate the uncertainty associated therewith. [read post]
28 Sep 2023, 6:56 am
In December 2022, the Australian Treasury issued its first consultation paper on Climate-Related financial disclosure, where it considered the possibility of a mandatory climate change disclosure regime. [read post]
28 Sep 2023, 6:04 am
Also, for some reason, even though we were really, really busy during the pandemic, we had the best two years in the firm’s history financially, which is overwhelming. [read post]
28 Sep 2023, 5:40 am
The Biden administration has certainly made progress in highlighting global climate resilience as a national security and military imperative, issuing intelligence assessments, national security reports, and defense documents. [read post]
28 Sep 2023, 4:00 am
” The lawyer (and another lawyer involved with the court brief at issue) were fined $5000 by the court. [read post]
28 Sep 2023, 3:30 am
Yesterday, Corp Fin issued nine new Regulation S-K Compliance and Disclosure Interpretations and updated one existing Regulation S-K Compliance and Disclosure Interpretation to provide guidance regarding the pay versus performance disclosure requirements specified in Item 402(v) of Regulation S-K. [read post]
28 Sep 2023, 2:30 am
Employers must remain diligent in fulfilling their COBRA obligations to avoid legal issues and ensure compliance. [read post]
27 Sep 2023, 9:01 pm
We also touch on other SEC guidance issued in 2023 and proposed guidance on the horizon. [read post]