Posts tagged with: "financial+issue"
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21 Dec 2006, 9:57 am
Posted by Peter Mucklestone and Kevin TuThe Financial Crimes Enforcement Network (FinCEN) recently published the seventh issue of the SAR Activity Review – By the Numbers. [read post]
13 Jan 2014, 12:05 am
Saturday: NY Times: Charting the Decline in Service at the IRS Philosophical, Financial, and Administrative Issues in Faculty Summer Grants Research Guide to Federal Indian Tax Law The IRS Scandal, Day 247 Sunday: Self-Interest and Sinecure: Why Law School Can’t be “Fixed” From Within Random Acts of Academic Kindness Top... [read post]
22 Jan 2010, 1:41 am
“The Financial Services Authority (FSA) has criticised the UK’s insurance and investment industry for failing to safeguard client money and announced that it is investigating two businesses and has frozen the assets of a third over the issue. [read post]
14 Mar 2012, 3:28 am
“A senior salesman at Credit Suisse has been fined £210,000 by the Financial Services Authority for playing a guessing game with clients to enable them to identify private information about a forthcoming bond issue.” Full story The Guardian, 13th March 2012 Source: www.guardian.co.uk [read post]
18 Apr 2022, 4:23 am
Freedom Financial Network, a three-judge panel affirmed the district court’s order denying... [read post]
27 Apr 2021, 10:00 pm
On April 27, 2021, the Consumer Financial Protection Bureau (CFPB or Bureau) issued a final rule formally delaying the mandatory compliance date for the rule defining a “qualified mortgage” (QM) (the General QM Final Rule) from July 1, 2021 to October 1, 2022. [read post]
23 Mar 2015, 2:53 pm
The Law Commission of England has published a consultation paper on Technical Issues in Charity Law that looks at some of the administrative and financial burdens that the 370,000 charities in England and Wales have to face.It also explores certain possible reforms, such as the use of permanent endowment, protection of gifts to merged charities and sale of charity land. [read post]
12 Feb 2023, 10:00 pm
The Financial Services Regulatory Authority (FSRA) of the Abu Dhabi Global Market (ADGM) issued a consultation paper on December 12, 2022, in connection with its proposed introduction of a specific regulatory framework, the “Private Credit Fund Framework,” that would enable ADGM funds and their fund managers to originate and invest in private credit. [read post]
25 Nov 2017, 5:44 pm
Schwinn, John Marshall Law School The Office of Legal Counsel issued a memo on Saturday concluding that the President had authority to appoint OMB Director Mick Mulvaney as acting head of the Consumer Financial Protection Bureau, even though... [read post]
27 Jul 2020, 10:00 pm
The UK Financial Conduct Authority (FCA) announced on July 8 that the guidelines issued by the European Insurance and Occupational Pension Authority (EIOPA) on outsourcing to cloud service providers are not applicable to regulated activities (in this instance, insurance and reinsurance undertakings) within the UK jurisdiction. [read post]
17 Sep 2018, 2:29 pm
Jack Cumming, a California CCRC resident, frequently comments on Elder Law Prof Blog posts, bringing to bear his deep expertise in financial planning matters and his equally engaged commitment to historical accuracy in a wide variety of issues. [read post]
9 May 2014, 6:00 am
While there are plenty of excellent books on financial issues in divorce, none […] [read post]
28 Jun 2011, 11:21 am
Rusli and Andrew Ross Sorkin talk about whether financial leaders take issue with the Obama administration, or are simply being cautious. [read post]
2 Oct 2010, 11:52 am
It's a good overview of this very important issue. [read post]
8 Jul 2010, 7:54 am
., has issued a report called "Judicial Gusher: The Fifth Circuit's Ties to Oil," which chronicles the judges' financial interests in oil-related companies. [read post]
7 Nov 2022, 9:00 am
The franchise and business opportunity rules mandate sellers to issue a clear and concise disclosure document at least ten days before the consumer pays funds. [read post]
12 Aug 2011, 1:30 pm
This brief but interesting post from Toronto Estate Law Blog makes the point that discussing financial matters openly as a family (particularly a blended family) can help clear away many estate-planning issues. [read post]
16 Mar 2010, 10:39 am
An important issue in any financial reform package adopted by Congress is the so-called "harmonization" of regulatory treatment of broker-dealers and investment advisers that provide personalized investment advice to retail customers. [read post]
26 Nov 2019, 11:58 am
Schwinn, UIC John Marshall Law School The full Supreme Court issued an order yesterday staying the D.C. [read post]
2 Oct 2012, 9:42 am
The Internal Revenue Service issued a notice of public hearing on October 1, 2012 pertaining to proposed regulations under IRC §501(r) that provide guidance regarding the requirements for charitable hospital organizations "relating to financial assistance and emergency medical care policies,... [read post]
