Posts tagged with: "financial+issue"
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14 Sep 2023, 9:26 am
The Financial Stability Board (FSB) and IOSCO are heading towards a set of concrete policy outcomes for non-bank financial intermediation (NBFI) activity informed by analysis and data drawn from both market regulators and central banks. [read post]
14 Sep 2023, 8:22 am
Doctors: The Illinois Department of Financial and Professional Regulation requires physicians to complete 150 continuing medical education (CME) credits every renewal cycle. [read post]
14 Sep 2023, 8:17 am
Doctors: The Illinois Department of Financial and Professional Regulation requires physicians to complete 150 continuing medical education (CME) credits every renewal cycle. [read post]
14 Sep 2023, 8:08 am
The almost always rewarding and sometimes exhausting process of exploring options and discussing the issues (many of which may not even be financial) with the parties and their attorneys in a confidential setting without rules of evidence, objections and the other trappings of court leaves me a feeling of satisfaction when the parties, at the end of a long day, leave with an agreement in hand that they may not have come to without the process. [read post]
14 Sep 2023, 8:00 am
On this set of issues, you may get as many opinions as the number of people you ask. [read post]
14 Sep 2023, 7:38 am
The SFDR, which has been in application since March 2021, sets out how financial intermediaries, such as asset managers, have to communicate sustainability information to investors. [read post]
14 Sep 2023, 6:51 am
The issue needs to be resolved through dialogue and consultation, and the legitimate concerns of all sides addressed in a balanced manner. [read post]
14 Sep 2023, 6:33 am
These include cases involving stock fraud, broker misrepresentation, churning, unsuitable investments, selling away, unauthorized trading, and various other securities issues. [read post]
14 Sep 2023, 6:08 am
Most recently, on September 8, 2023, the SEC issued an Order imposing a $225,000 penalty to a private energy and technology company, Monolith Resources LLC (“Monolith”), for allegedly violating whistleblower protection rules in its employee separation agreements. [read post]
14 Sep 2023, 6:00 am
Then, on April 15, 2016, President Barack Obama issued an executive order titled “Steps to Increase Competition and Better Inform Consumers and Workers to Support Continued Growth of the American Economy. [read post]
14 Sep 2023, 4:55 am
This article was written by Dixie Somers, a freelance writer who loves to write about business, finance, and family issues. [read post]
14 Sep 2023, 4:24 am
In addition to the NIST AI Risk Management Framework, the White House has published a Blueprint for an AI Bill of Rights, and has issued voluntary AI guidelines, to which an additional eight AI firms expressed their commitment shortly before the latest Senate subcommittee hearing on AI. [read post]
14 Sep 2023, 3:20 am
Our team of experienced attorneys specializes in representing victims of boat accidents, ensuring that their rights are protected and that they receive the financial award they deserve. [read post]
14 Sep 2023, 2:30 am
Ownership Another key issue in the use of AI chatbots at work has to do with the concept of ownership. [read post]
14 Sep 2023, 2:00 am
Doing so can jeopardize your claim and future financial recovery. [read post]
13 Sep 2023, 9:03 pm
This is the SEC’s response to those issues. [read post]
13 Sep 2023, 9:02 pm
In this latest enforcement action, the SEC took issue with the company’s use of separation agreements that included a waiver of rights to monetary awards in connection with filing claims or participating in government agency investigations. [read post]
13 Sep 2023, 9:01 pm
Companies are, in turn, being forced to find quick solutions to address and, in some cases, disclose these highly sensitive issues as they arise. [read post]
13 Sep 2023, 2:24 pm
Trust issues stemming from infidelity or other breaches of trust can further complicate financial matters. [read post]
13 Sep 2023, 11:37 am
We Work with Experienced Professionals Countrywide has a nationwide network of financial wellness counselors who deal with everyday issues, including planning for a retirement home. [read post]
