Posts tagged with: "financial+issue"
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9 Dec 2021, 8:45 pm
On 8 December 2021, the PRA issued a statement providing an update on its approach to Pillar 2A requirements. [read post]
12 Feb 2009, 8:15 am
" The article was written by Marsha Powers, CEO of Powers Financial Group Inc., a Cleveland, Ohio-based independent financial advisory group.In her article, Ms. [read post]
30 Jan 2024, 6:31 am
While this question has received much attention in the aftermath of the recent financial crises, often directed at the issue of how particular accounting choices (e.g., fair value accounting) affect equity markets, it remains largely unexplored in debt markets. [read post]
28 Jan 2010, 4:27 pm
The Department of Prime Minister and Cabinet has issued a list of Bills proposed for introduction and passage in the Autumn sittings (commencing 2 February 2010). [read post]
27 Jun 2017, 7:13 am
In October, 2016 the Certified Financial Planner Board’s Commission of Discipline and Ethics announced the discipline of former LPL Financial, International Assets Advisory and Simplicity Wealth rep Sharon Fall by issuing a permanent bar and a prohibition against her using the CFP designation and certification. [read post]
5 Sep 2012, 8:07 am
A recruitment ad for the newly established Consumer Financial Protection Bureau seeks investigators qualified to “establish and conduct surveillance activity to develop both intelligence and evidence to further investigations,” for matters that include “delicate matters, issues and investigative problems for which there are few, if any, established criteria.” Among the job duties: retain and oversee private investigators who might pose as consumers of… [read post]
6 Jan 2011, 5:12 am
Venezuela's socialist government has ordered the takeover of Seguros Federal, a local insurance company that was part of a financial group under investigation for reported insolvency issues.The decree issued in Official Gazette No. 39,580 on December 23, 2010, provided for the "forced acquisition" of all of Seguros Federal's assets. [read post]
9 Feb 2016, 7:21 am
The SEC issued a press release which suggested that the E.S. [read post]
8 Feb 2012, 3:31 pm
The Treasury Department and the Internal Revenue Service have issued proposed regulations implementing the Foreign Account Tax Compliance Act (FATCA). [read post]
14 Sep 2016, 1:44 am
The latest issue of Music & Copyright is now available for subscribers to download. [read post]
13 May 2015, 1:27 am
The latest issue of Music & Copyright is now available for subscribers to download. [read post]
10 Jun 2015, 1:44 am
The latest issue of Music & Copyright is now available for subscribers to download. [read post]
12 Jan 2010, 9:20 am
While the guidelines do not provide as much flexibility as many private equity investors will desire, they do suggest new interest by the regulator to attract private equity capital to financial institutions, albeit under certain constraints. [read post]
21 May 2019, 5:00 am
You may sue an at-fault driver for economic damages if your financial losses exceed your PIP coverage. [read post]
7 Apr 2008, 4:40 pm
Among other things, the plaintiffs claimed that the merger proxy contained material omissions or misleading statements relating to the financial analyses performed by its financial advisor and its fee. [read post]
16 May 2016, 8:45 am
” On May 5, 2016, the CFPB issued a proposed rule that would prohibit covered providers of certain consumer financial products and services from using pre-dispute arbitration agreements that contain a class action waiver. [read post]
4 May 2011, 6:00 am
These private entities – such as Moody’s and Standard & Poor’s – rate the financial worthiness of companies that issue debt obligations, like mortgage-backed securities. [read post]
8 Jun 2021, 4:18 pm
On June 4, the CFPB issued eight updated FAQs to the unauthorized transfer and error resolution provisions under the Electronic Fund Transfer Act (EFTA) and Regulation E. [read post]
18 May 2012, 11:37 am
Thus, the issue becomes where courts draw the line – how direct must a financial interest be to trigger the exclusion? [read post]
19 Aug 2011, 1:36 pm
According to Commissioner Barnier, this is an issue of financial stability, as well as an issue of political responsibility and democracy. [read post]
