Posts tagged with: "financial+issue"
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20 Jan 2020, 9:54 pm
If you are unsure of how to use your divorce to secure your financial future, you need to address the issue with your divorce attorney and a financial adviser before you start the negotiations. [read post]
27 Apr 2020, 5:41 am
Company-Issued Devices. [read post]
9 Apr 2017, 5:02 pm
While that’s a troubling statistic, what may be even more troubling is that 56 percent – more than half – of those who had suspected or seen financial abuse did not report it.The survey dug deeper into this issue, and the advisors who answered the survey specified whom they had either seen or suspected of financial abuse of the elderly. [read post]
6 Jul 2016, 9:05 am
The federal Consumer Financial Protection Bureau (CFPB) recently issued its “Supervisory Highlights – Issue 12, Summer 2016” report, focusing attention on automobile origination, debt collection, mortgage origination, small dollar lending, fair lending, and remedial actions, reflecting supervisory activity generally completed between January 2016 and April 2016. [read post]
19 Apr 2010, 10:36 am
These are the people who try to resolve issues that individuals and small businesses have with banking services or investment firms.An interesting statistic I heard is that 50 - 65% of the victims of financial scams are seniors. [read post]
20 Jan 2012, 8:53 am
Now, the new federal Consumer Financial Protection Bureau has assumed rulemaking powers, and many supervisory and enforcement powers, for Gramm-Leach-Bliley Act financial privacy matters for all financial institutions and any other persons and entities which offer or provide any consumer financial product or service, including their affiliates which act as a service provider to such persons or entities (Covered Persons). [read post]
19 Sep 2008, 8:50 pm
Yesterday the SEC issued an order temporarily banning all persons from short selling publicly traded securities of any issuers that are included in a list of financial companies attached to the order. [read post]
20 Jun 2018, 9:30 pm
First, statutes passed in response to financial crises and the regulations issued to implement the legislation should have sunset provisions that set an expiration date and require automatic lookback review of the regulatory actions. [read post]
25 Jul 2024, 11:15 pm
Jehl Law Group is dedicated to providing expert legal support to families dealing with elder care issues. [read post]
12 Oct 2009, 5:00 am
On this blog, we track issues regarding executive compensation practices and regulations. [read post]
8 Sep 2014, 4:26 pm
., Follow the Money: Compensation, Risk, and the Financial Crisis (September 8, 2014). [read post]
29 Dec 2023, 12:11 pm
In this blog post, we will delve into the issue of elder financial abuse, exploring the following key aspects: 1. [read post]
9 May 2016, 7:53 am
As has been expected for some time, the Consumer Financial Protection Bureau has issued a proposed rule that would prohibit companies providing consumer financial services from pairing arbitration clauses with clauses that prohibit consumers from bringing or participating in class actions. [read post]
29 Sep 2009, 6:25 am
Regulations were issued on an interim basis without prior notice and comment. [read post]
22 Nov 2022, 11:39 am
We explain, in a clear and nontechnical way, what they need to know so they can enter into a reasonable conversation about financial issues in the case. [read post]
9 Aug 2017, 11:39 am
The post FINRA Fines KCD Financial Inc. for Supervisory Issues appeared first on White Securities Law. [read post]
2 Apr 2021, 4:20 am
Commission on International Religious Freedom issued a Fact Sheet titled Controlling Civil Society's Pursestrings. [read post]
20 Nov 2019, 9:04 am
The Federal Reserve Board’s most recent semi-annual Financial Stability Report, issued November 15, 2019, includes a lengthy discussion of potential systemic risks posed by stablecoins. [read post]
10 Nov 2022, 1:56 am
Another issue to be aware of when approaching financial disclosure is to be careful when investigating finances after a relationship breakdown. [read post]
4 Nov 2022, 8:37 am
During the period, the FCA issued 303 warnings about unauthorised firms and individuals, with over 20% being about clone scams. [read post]
