Posts tagged with: "financial+issue"
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29 Jul 2022, 5:40 am
On July 20, 2022, the Connecticut Department of Banking (the “Department”) issued a Consumer and Industry Advisory on Money Transmission (the “Advisory”). [read post]
13 Mar 2023, 5:24 pm
In any case, the employer who lays off a visa holder may have notice and certain financial obligations, such as payment for the return trip to a home county. [read post]
27 Feb 2013, 7:09 am
“As for the issue of their disclosure of personal conflicts of interest, from what I've read of the NIH processes, ours are no less strict. [read post]
24 Apr 2018, 4:00 am
The report is a roadmap of the financial issues for the attorneys and the judge. [read post]
24 Nov 2009, 9:25 pm
He was previously the 2007 Hernando de Soto Fellow where he conducted research into issues of comparative property rights, and has also written on issues of technology regulation, fiscal policy, and urban planning. [read post]
29 Oct 2010, 8:48 am
Assignment and Subletting Issues. [read post]
14 Dec 2021, 11:37 am
The materiality trigger is similar to the materiality prong of the notice provision in the New York State Department of Financial Services (NYDFS) Cybersecurity Requirements for Financial Services Companies. [read post]
18 Nov 2008, 12:43 pm
I spoke to Susan about my research on the issue and I am quoted in the article. [read post]
12 Jun 2012, 4:27 am
Lambert also specifically addressed the issue of PIP fraud on Floridians: Since Florida’s Chief Financial Officer Jeff Atwater took office in January of 2011, our key communications goal has been to educate Floridians about the impact of Personal Injury Protection (PIP) fraud on their bottom line. [read post]
28 Feb 2022, 9:04 am
Brokerage firms like Ameriprise are legally responsible for supervising their financial advisors. [read post]
22 Aug 2012, 6:48 am
The issue is whether the recent violence against journalists comes from local guys or the higher ups. [read post]
12 May 2021, 12:45 pm
While some accidents may appear to be minor at first, the damage could lead to long term health issues and financial difficulties for injury victims and their families. [read post]
4 Apr 2017, 6:20 am
This morning [March 21, 2017], I would like to highlight three issues that are critical to improving culture within the financial services industry: First, defining and clarifying purpose, because clear goals are necessary if one is to assess performance; Second, measurement of how firms and the industry are performing; and Third, whether incentives encourage behaviors consistent with the goals one wishes to achieve. [read post]
4 Mar 2024, 8:24 am
An analysis, provided by the Legal Aid Society, not only quantifies the financial ramifications of these settlements but also underscores a systemic issue that demands urgent and comprehensive reform. [read post]
19 Oct 2021, 6:27 pm
The fake websites prompt victims to enter sensitive personal and financial information. [read post]
3 Mar 2014, 11:23 am
The following information was obtained from the February 28 issue of the Texas Register. [read post]
13 Jun 2012, 5:40 pm
The defendant, Arvinmeritor, has filed a petition for review with the California Supreme Court, raising the following issues: 1. [read post]
16 Nov 2011, 6:16 am
The Financial Industry Regulatory Authority (FINRA) issued Regulatory Notice 11-52 (Notice) reminding its member firms of their supervisory obligations regarding the use of designations by their brokers that imply expertise, additional training or a specialty in advising elderly investors (senior designations). [read post]
23 Apr 2015, 4:08 am
The Illinois Department of Financial and Professional Regulation issued a Notice of Temporary Suspension against the psychiatrist, stating that his Physician and Surgeon License and Illinois Controlled Substance License were temporarily suspended and that a hearing would be held to determine the truth of the charges against him. [read post]
8 Apr 2016, 1:59 pm
This week, it has been reported that the Department of Labor proposed tougher laws after issuing new regulations requiring financial advisors and brokers managing 401k and retirement accounts to act in the best interest of their clients. [read post]
