Posts tagged with: "financial+issue"
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9 Jun 2023, 6:36 am
Equipment malfunctions, structural failures, or issues with critical systems can compromise the safety of the aircraft. [read post]
9 Jun 2023, 6:30 am
Chase, and Asher Herzog, Cooley LLP, on Sunday, June 4, 2023 Tags: Disclosure, Financial reporting, Foreign issuers, Monetary policy, SEC enforcement, share repurchases The SEC Revolving Door and Comment Letters Posted by Michael Shen (National University of Singapore) and Samuel T. [read post]
9 Jun 2023, 6:30 am
Chase, and Asher Herzog, Cooley LLP, on Sunday, June 4, 2023 Tags: Disclosure, Financial reporting, Foreign issuers, Monetary policy, SEC enforcement, share repurchases The SEC Revolving Door and Comment Letters Posted by Michael Shen (National University of Singapore) and Samuel T. [read post]
9 Jun 2023, 6:15 am
Real estate transactions are complex and involve significant financial investments. [read post]
9 Jun 2023, 6:11 am
[Politico] * ABA issues ruling on client intake. [read post]
9 Jun 2023, 5:01 am
The Federal Trade Commission (FTC) is using a penalty called algorithm disgorgement to punish companies who use improperly sourced data in algorithm development and training. [read post]
9 Jun 2023, 4:00 am
Justice Thomas Delays Disclosures After Reports of Travel, Property Sale MSN – Ann Marimow and Robert Barnes (Washington Post) | Published: 6/7/2023 Supreme Court Justice Clarence Thomas asked for more time to file annual financial disclosures after criticism that he failed to report luxury travel and real estate deals with a wealthy Republican donor. [read post]
9 Jun 2023, 3:00 am
Earlier this week, at an open meeting, the PCAOB issued its long-awaited “NOCLAR” proposal – which for those not in the biz, stands for “non-compliance with laws or regulations. [read post]
8 Jun 2023, 9:05 pm
Aggressive incumbents are more likely to take their firms public given that they can scale up through acquisitions, because being listed allows them to issue equity more easily and acquire larger entities. [read post]
8 Jun 2023, 9:05 pm
Consider, for example, the complex issues raised by just three of these proposals: JFPA, two practices in an FTC rulemaking proceeding , and a proposed rule by the Consumer Financial Protection Bureau (CFPB). [read post]
8 Jun 2023, 9:03 pm
Municipalities must-see financial penalties as a last resort, rather than a source of revenue. [read post]
8 Jun 2023, 9:01 pm
This is clearly a politically charged issue. [read post]
8 Jun 2023, 2:09 pm
As long as your estate still has money, your minor children will be financially supported until they come of age. [read post]
8 Jun 2023, 12:42 pm
Economic resilience is a community’s ability to cope with financial risks. [read post]
8 Jun 2023, 12:12 pm
Today, the WSJ reported that: ... the ticker MMTLP has become a rallying cry for people angry at the Financial Industry Regulatory Authority and, by extension, the entire financial system. [read post]
8 Jun 2023, 12:11 pm
The post Fraud: State issues ‘pig butchering’ scam alert | News appeared first on Stoltmann Law. [read post]
8 Jun 2023, 11:42 am
The Federal Reserve, FDIC, and OCC have released final interagency guidance for their respective supervised banking organizations on managing risks associated with third-party relationships, including relationships with financial technology-focused entities such as bank/fintech sponsorship arrangements. [read post]
8 Jun 2023, 11:18 am
In a new “Issues spotlight” titled “Chatbots in consumer finance,” the CFPB discusses how chatbot technologies are being used by financial institutions and the limitations and risks of such technologies. [read post]
8 Jun 2023, 10:37 am
While the seller plays an important role in obtaining this approval by leveraging its existing relationship with the OEM, ultimately, it is the buyer’s identity, reputation, financial capacity and track record that will determine the outcome – the OEM must be convinced that the dealership will continue to perform as well (or better) under the buyer’s stewardship. [read post]
8 Jun 2023, 9:50 am
In January 2022 the FCA issued a consultation on financial promotion rules for high-risk investments including cryptoassets. [read post]
