Posts tagged with: "financial+services"
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1 Feb 2024, 8:05 pm
The increase is meant to address the agency’s operational and financial challenges to support the timely processing of new applications. [read post]
1 Feb 2024, 6:59 pm
Our Northstar Bermuda Loss Attorneys Represent Foreign Nationals in The US and Abroad Against Broker-Dealers In our latest Northstar Financial Services (Bermuda) loss lawsuit against Cetera Investment Services, Shepherd Smith Edwards and Kantas (investorlawyers.com) are representing two Chinese citizens, one living in the US and one abroad, in their more than $5M annuity loss claim that was brought in Financial Industry Regulatory Authority… [read post]
1 Feb 2024, 6:19 pm
Stamer’s work throughout her career has focused heavily on working with health care and managed care, life sciences, health and other employee benefit plan, insurance and financial services and other public and private organizations and their technology, data, and other service providers and advisors domestically and internationally with legal and operational compliance and risk management, performance and workforce management, regulatory and public policy and other… [read post]
1 Feb 2024, 1:34 pm
According to FINRA Disciplinary actions for January 2024, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Scott Reed First Financial Equity Corporation Wells Fargo Clearing Services, LLC Brokers and brokerage firms are obligated to satisfy all FINRA arbitration judgements, without any unreasonable or unwarranted delay. [read post]
1 Feb 2024, 12:41 pm
The post Gibbons to Present Live CLE Seminar: “Keys to Negotiating Better Software and Software-as-a-Service Agreements” appeared first on Gibbons Law Alert. [read post]
1 Feb 2024, 12:41 pm
The post Gibbons to Present Live CLE Seminar: “Keys to Negotiating Better Software and Software-as-a-Service Agreements” appeared first on Gibbons Law Alert. [read post]
1 Feb 2024, 12:41 pm
The post Gibbons to Present Live CLE Seminar: “Keys to Negotiating Better Software and Software-as-a-Service Agreements” appeared first on Gibbons Law Alert. [read post]
1 Feb 2024, 11:55 am
Vinessa Christian UBS Financial Services Inc. [read post]
1 Feb 2024, 11:51 am
No BigTech subsidiaries were reported as carrying out financial services in the securities and markets sector. [read post]
1 Feb 2024, 11:51 am
No BigTech subsidiaries were reported as carrying out financial services in the securities and markets sector. [read post]
1 Feb 2024, 11:47 am
On 1 February 2024, a statutory instrument (SI) – the Financial Services Act 2021 (Overseas Funds Regime and Recognition of Parts of Schemes) (Amendment and Modification) Regulations 2024 –was published, along with an explanatory memorandum. [read post]
1 Feb 2024, 11:42 am
It standardises the requirements for the settlement of financial instruments and the rules on the organisation and conduct of CSDs. [read post]
1 Feb 2024, 10:46 am
It is important for the manager to work with service providers who are comfortable with the tokenized aspects of the fund. [read post]
1 Feb 2024, 9:08 am
First, fine art serves as excellent collateral for loan servicing. [read post]
1 Feb 2024, 9:01 am
” In compiling the budget, the Assistant Treasurer Stephen Jones and Minister for Financial Services Katy Gallagher invited individuals, businesses and community groups to share their opinions on the priorities. [read post]
1 Feb 2024, 8:31 am
The Dutch Authority for the Financial Markets (Autoriteit Financiële Markten, the AFM) will administer the same questionnaire to financial services providers and investment firms.The questionnaire will be conducted anonymously during Q1 2024. [read post]
1 Feb 2024, 7:48 am
It’s intended to provide extra financial support to veterans who, due to their service-related disabilities, have unique needs. [read post]
1 Feb 2024, 6:33 am
On 1 January 2024, the 1965 Service Convention entered into force for Paraguay. [read post]
1 Feb 2024, 5:01 am
It has been in the service of Hamas and its schools, and in many other things. [read post]
1 Feb 2024, 4:32 am
[Opposition to registration of PAYFORME for various financial transaction services. [read post]
