Posts tagged with: "financial+services"
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30 Mar 2012, 2:58 pm
That bill creates a mortgage and financial fraud unit within the state’s Attorney General’s office. [read post]
24 Oct 2024, 5:00 am
The general counsel may choose to embed in-house lawyers in various business units with high demand for legal services. [read post]
17 Feb 2012, 8:19 pm
“Consumer financial products and services have become more complex over the years and they have expanded well beyond traditional banks,” noted CFPB Director Richard Cordray.The CFPB has until July 21, 2012 to issue an initial rule defining larger market participants that could come under CFPB supervision. [read post]
28 Oct 2020, 6:45 am
Florida Financial Advisor is Named in at Least 10 FINRA Cases, Including One $25 Million Claim If you suffered losses while working with UBS Financial Services (UBS) stockbroker, Jose Manuel Cornide, Jr., you may be able to file a Financial Industry Regulatory Authority (FINRA) arbitration claim for your losses. [read post]
20 Feb 2020, 9:06 am
In November 2016, the CFPB issued a request for information (RFI) about market practices related to consumer access to financial information, and in October 2017, it released a set of “Consumer Protection Principles” for participants “in the developing market for services based on the consumer-authorized use of financial data. [read post]
4 Jan 2021, 6:16 pm
Just as it would have been an error to see the early Internet as merely an extension of the existing postal service, it is important not to view the risks and opportunities of these new technologies solely through the lens of financial services. [read post]
Draft Financial Conglomerates and Other Financial Groups (Amendments etc) (EU Exit) Regulations 2019
3 Jan 2019, 1:13 am
To gain access to PathfinderPLUS, please contact the financial services team. [read post]
5 Jun 2017, 1:02 pm
The putative class consists of all such financial institutions that issued payment cards, or were involved with card-issuing services, for customers who made purchases at Chipotle from March 1, 2017, to the present. [read post]
8 Nov 2021, 7:32 am
At the end of last month, the CFPB sent orders to six large technology platforms offering payment services that directs them to provide information to the Bureau about their payments products and services and their collection and use of personal payments data. [read post]
28 Feb 2017, 12:42 pm
” The CFPB should prescribe rules to ensure that the features of data aggregation products and services are adequately disclosed by using its authority under Dodd-Frank Act Section 1032 to “prescribe rules to ensure that the features of any consumer financial product or service…are fully, accurately, and effectively disclosed to consumers in a manner that permits consumers to understand the costs, benefits, and risks associated with the product or… [read post]
6 Jul 2021, 11:06 am
Auto servicing. [read post]
8 Feb 2007, 11:39 am
Thompson & Knight LLP, Kestrel Management Services, and Frank Crystal & Company jointly sponsored a seminar on Wednesday, February 7, 2007 "Environmental Compliance and Financial Disclosure: Managing Internal Controls and Information Flow. [read post]
New York DFS Consumer Protection and Financial Enforcement Division: New Name, New Look, Old Mandate
29 May 2019, 12:08 pm
On April 29, 2019, just months into her new job at the New York State Department of Financial Services (“DFS”), acting DFS Superintendent Linda Lacewell announced a significant reorganization within the financial and insurance regulator. [read post]
1 Aug 2011, 4:18 pm
Shane Tregillis will replace Colin Neave as Chief Ombudsman of the Financial Ombudsman Service from 12 September 2011. [read post]
22 May 2013, 12:57 pm
The firms are Ameriprise Financial Services, Commonwealth Financial Services, Lincoln Financial Advisors, Securities America, and... [read post]
30 Jan 2015, 5:00 am
He served for eight years as the vice president of financial services for Diakon Lutheran Social Ministries, a provider of senior living services in Pennsylvania ... [read post]
23 Feb 2024, 3:18 am
A number of the members of our Financial Services team in London have experience of working at the Financial Conduct Authority and in our latest briefing note, they discuss the insights that their different experiences at the regulator have provided and how we translate that to advising clients across the full spectrum of financial services work. [read post]
2 Sep 2010, 1:32 pm
-based investment adviser, and three of her firms, Systematic Financial Services, Inc., Systematic Financial Associates, Inc., and Systematic Financial Services, LLC, with operating a multi-million dollar offering fraud involving the sale of phony... [read post]
1 Mar 2022, 2:56 am
In the absence of specific guidance on the circumstances in which Crypto-related Services are deemed to be provided in Italy, interpretative criteria can be drawn from the guidelines of the financial services sector. [read post]
26 Apr 2017, 12:36 pm
For $199/month (or $239/month if billed annually), Gust Launch provides startups with ongoing legal, financial, accounting and back-end services all through one convenient cloud-based platform. [read post]
