Posts tagged with: "financial+services"
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6 Dec 2011, 3:47 pm
At a Q&A during the AICPA conference on PCAOB and SEC developments, PCAOB Member Jay Hanson discussed the use pricing services to provide fair valuation measurements for financial instruments. [read post]
22 Jun 2009, 10:20 am
The plan also proposes a new Consumer Financial Protection Agency with broad federal powers over consumer financial products and services, regardless of whether such products and services are offered through a bank. [read post]
2 Feb 2016, 4:00 am
H.C.), at p. 145, and focus on the circumstances of the employee: the character of their employment, their length of service, their age, and the availability of similar employment, having regard to their experience, training, and qualifications. [read post]
29 Mar 2025, 3:58 am
Examples of service marks: FedEx (shipping and delivery services) American Airlines (air transportation services) Merrill Lynch (financial services) Holiday Inn (hospitality services) Like trademarks, service marks can protect: Business names offering services (e.g., H&R Block for tax preparation services) Slogans promoting services (e.g., “What’s in Your Wallet? [read post]
3 Mar 2011, 9:14 am
Kobayashi, a financial advisor working in the Walnut Creek, California, office of UBS Financial Services LLC. [read post]
5 Jan 2023, 6:28 am
The professional services exclusion has been broadly enforced to encompass professional services in many industries, including law, accounting, financial, engineering, architectural, design, real estate, insurance, and marketing services, among others. [read post]
8 May 2010, 7:00 am
In Appellate Opinion On Expert Witness Financial Bias,John Bratt writes on the Court of Appeals of Maryland opinion addressing the extent to which expert witnesses who are retained solely for litigation may be forced to produce documentation of the amounts they earn providing expert witness services. [read post]
5 Oct 2018, 8:37 am
Financial services employers may wish to consider: Can our firm implement a class action waiver? [read post]
5 Oct 2018, 8:37 am
Financial services employers may wish to consider: Can our firm implement a class action waiver? [read post]
9 Dec 2020, 8:15 am
If you have lost money with Ricardo Eboli or UBS Financial Services Inc. of PR, contact New York securities arbitration lawyers Iorio Altamirano LLP for a free and confidential evaluation of your account. [read post]
2 Dec 2015, 8:49 am
(2) Shareholder’s appeal is not moot even though rescission of merger would be impracticable, because shareholder could obtain rescissory damages in lieu of actual rescission if he were to prevail on his claims.Facts: Plaintiff, a shareholder of FedFirst Financial Corporation, sought to enjoin a merger between FedFirst and CB Financial Services, Inc., alleging that FedFirst’s directors breached fiduciary duties owed to FedFirst’s… [read post]
14 Jun 2011, 6:26 pm
Fidelity National Financial, Inc., through its subsidiaries, provides title insurance, specialty insurance, claims management services, and information services in the United States. [read post]
18 Jul 2012, 7:07 am
In addition to the takeaways in the slides, some financial advisors have added language along the lines of the underlined last sentence below following more typical language in their engagement letters to emphasize that their financial advisory services do not include performing financial diligence on behalf of their clients: "[Financial advisor] will rely upon and assume the accuracy and completeness of all financial and other information… [read post]
28 Apr 2010, 10:32 am
All physicians and medical groups that have in-house MRI, CT, or PET imaging services (or that refer to an outside entity in which they have a financial interest) will need to make written financial disclosures to patients to comply with the new law in order to qualify for Medicare reimbursement. [read post]
25 Sep 2014, 6:45 am
The Internal Revenue Service issued a fraud alert for international financial institutions complying with the Foreign Account Tax Compliance Act (FATCA). [read post]
14 Jan 2013, 4:18 pm
Access Family Services, headquartered in Charlotte, N.C., is a provider of community-based outpatient behavioral health services Financial terms were not disclosed. [read post]
13 Apr 2017, 8:10 am
A New York lender licensing proposal that threatened to create new regulatory burdens for financial service providers and to potentially adversely affect credit availability to New York residents and businesses, has been removed from a New York State budget bill. [read post]
29 Oct 2014, 11:20 am
The Consumer Financial Services Blog - Providing the latest in FDCPA, TCPA, FCRA and other consumer financial services lawsIf I did not read this opinion I never would have believed it. [read post]
4 Sep 2015, 11:34 am
FINRA is dedicated to investor protection and market integrity through effective regulation and compliance and technology-based services. [read post]
15 Nov 2023, 10:02 am
In the second case, a FINRA arbitration panel in Boston, Massachusetts, awarded an investor $280,000 in damages, finding that brokerage firm Ages Financial Services, LTD was liable for not properly informing the investor about the risks of GWG L Bonds. [read post]
