Posts tagged with: "financial+services"
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31 Jul 2024, 10:00 pm
The new option facilitates joint payments for third-party research and execution services, provided that the firm meets the requirements or “guardrails” in relation to its operation. [read post]
31 Jul 2024, 10:00 pm
The new option facilitates joint payments for third-party research and execution services, provided that the firm meets the requirements or “guardrails” in relation to its operation. [read post]
31 Jul 2024, 10:00 pm
The new option facilitates joint payments for third-party research and execution services, provided that the firm meets the requirements or “guardrails” in relation to its operation. [read post]
31 Jul 2024, 10:00 pm
Department of Commerce has raised questions regarding the future of financial services regulation, including by the US Securities and Exchange Commission (SEC), Commodities Futures Trading Commission (CFTC), and the US Department of Labor (DOL). [read post]
31 Jul 2024, 10:00 pm
Department of Commerce has raised questions regarding the future of financial services regulation, including by the US Securities and Exchange Commission (SEC), Commodities Futures Trading Commission (CFTC), and the US Department of Labor (DOL). [read post]
31 Jul 2024, 10:00 pm
Department of Commerce has raised questions regarding the future of financial services regulation, including by the US Securities and Exchange Commission (SEC), Commodities Futures Trading Commission (CFTC), and the US Department of Labor (DOL). [read post]
31 Jul 2024, 10:00 pm
Department of Commerce has raised questions regarding the future of financial services regulation, including by the US Securities and Exchange Commission (SEC), Commodities Futures Trading Commission (CFTC), and the US Department of Labor (DOL). [read post]
31 Jul 2024, 10:00 pm
Department of Commerce has raised questions regarding the future of financial services regulation, including by the US Securities and Exchange Commission (SEC), Commodities Futures Trading Commission (CFTC), and the US Department of Labor (DOL). [read post]
31 Jul 2024, 10:00 pm
Department of Commerce has raised questions regarding the future of financial services regulation, including by the US Securities and Exchange Commission (SEC), Commodities Futures Trading Commission (CFTC), and the US Department of Labor (DOL). [read post]
31 Jul 2024, 9:01 pm
The release of the RFI and Joint Statement follows public statements related to the recent bankruptcy of Synapse Financial Technologies, Inc. [read post]
31 Jul 2024, 8:39 pm
Six highlights from this post: Hearing Entitled: AI Innovation Explored: Insights into AI Applications in Financial Services and Housing; How Banks Can Combat Fraud, Cybercrime With Advanced Technology, AI; AI in banking risk management: exploring latest trends and use cases; JPMorgan Chase has begun rolling out a generative artificial intelligence product; How Banks Can Combat Fraud, Cybercrime With Advanced Technology, AI. [read post]
31 Jul 2024, 5:56 pm
As part of his financial struggles, his driver’s license had been suspended as the result of a civil judgment. [read post]
31 Jul 2024, 4:41 pm
Six highlights from this post: Hearing Entitled: AI Innovation Explored: Insights into AI Applications in Financial Services and Housing; How Banks Can Combat Fraud, Cybercrime With Advanced Technology, AI; AI in banking risk management: exploring latest trends and use cases; JPMorgan Chase has begun rolling out a generative artificial intelligence product; How Banks Can Combat Fraud, Cybercrime With Advanced Technology, AI; and Gen AI takes over finance: The leading applications… [read post]
31 Jul 2024, 3:48 pm
The months of May and June saw several significant developments in the financial services regulatory landscape. [read post]
31 Jul 2024, 12:51 pm
The SEC described situations where advisers would exchange preferential terms in the fund for beneficial services. [read post]
31 Jul 2024, 10:02 am
These agencies include the Commodity Futures Trading Commission, the Consumer Financial Protection Bureau, the Department of Justice, the Environmental Protection Agency (EPA), the Food and Drug Administration, the Federal Trade Commission, the Immigration and Naturalization Service, and the Office of Foreign Assets Control. [read post]
31 Jul 2024, 10:02 am
Good luck on your journey to financial recovery! [read post]
31 Jul 2024, 9:00 am
Working with the team at Hepworth Holzer helped me focus on getting well and not on the financial worries of my situation. [read post]
31 Jul 2024, 8:00 am
The pressure to postpone personal or family decisions given the itinerant nature of serial jobs is significant (a point I’ve raised relatedly in the law school teaching market, too).The opportunity and financial costs of missing or disrupting years of typical legal service can be high. [read post]
31 Jul 2024, 8:00 am
The pressure to postpone personal or family decisions given the itinerant nature of serial jobs is significant (a point I’ve raised relatedly in the law school teaching market, too).The opportunity and financial costs of missing or disrupting years of typical legal service can be high. [read post]