Posts tagged with: "financial+services"
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28 Apr 2010, 1:39 am
“Two banks face a financial penalty for poor complaints handling after the Financial Services Authority (FSA) identified weaknesses in how they handled customer problems. [read post]
17 Jan 2012, 2:32 pm
The House Financial Services Committee (Capital Markets and Government Sponsored Enterprises Financial Institutions and Consumer Credit Subcommittees) is holding a Joint hearing entitled “Examining the Impact of the Volcker Rule on Markets, Businesses, Investors and Job Creation” on anuary 18,... [read post]
17 Jun 2024, 10:00 pm
The Consumer Financial Protection Bureau (CFPB) recently finalized its proposed rule to create a so-called “Repeat Offender” registry for certain covered financial services providers and individuals violating federal, state, and local orders to which they are subject. [read post]
29 Sep 2020, 10:00 pm
To briefly summarize, open banking comprises a set of rules which permit third-party providers (TPPs) of financial services to access a customer’s financial data with their explicit consent. [read post]
4 Jan 2023, 10:00 pm
The rapid growth of non-bank financial services requires careful regulation to balance competition with access, transparency, and privacy protection. [read post]
17 Jun 2024, 10:00 pm
The Consumer Financial Protection Bureau (CFPB) recently finalized its proposed rule to create a so-called “Repeat Offender” registry for certain covered financial services providers and individuals violating federal, state, and local orders to which they are subject. [read post]
30 Dec 2011, 6:00 am
One company, Financial Engines, introduced a new service called Income+ that is aimed at protecting the portfolio of... [read post]
11 May 2023, 10:00 pm
The Abu Dhabi Global Market (ADGM) is fast becoming an international financial hub in the MENA region for global hedge fund managers that are drawn to the quality of the ADGM’s independent regulator, the Financial Services Regulatory Authority (FSRA), prevailing common law framework, excellent infrastructure, and tax efficiencies. [read post]
28 Nov 2011, 11:46 am
LPL Financial LLC was fined $100,000 by the Oregon Department of Consumer and Business Services for unsuitable sales of high-risk oil and gas partnerships to clients, including many who are elderly, in poor health, and incapable of making financial decisions (“LPL fined over sales of risky partnerships to seniors,” InvestmentNews). [read post]
1 Aug 2022, 6:00 am
As inflation began to rise earlier this year, economists have been predicting the potential for financial control techniques to curb the rising costs of goods and services. [read post]
20 Nov 2009, 3:12 pm
Securities and Exchange Commission, Before the House Committee on Financial Services, October 7, 2009. [read post]
4 Jan 2023, 10:00 pm
The rapid growth of non-bank financial services requires careful regulation to balance competition with access, transparency, and privacy protection. [read post]
11 May 2023, 10:00 pm
The Abu Dhabi Global Market (ADGM) is fast becoming an international financial hub in the MENA region for global hedge fund managers that are drawn to the quality of the ADGM’s independent regulator, the Financial Services Regulatory Authority (FSRA), prevailing common law framework, excellent infrastructure, and tax efficiencies. [read post]
13 Aug 2012, 9:26 pm
Robert Goddard reports: Martin Wheatley, the chief executive designate of the new Financial Conduct Authority and current head of the Financial Services Authority's Conduct of Business Unit,... [[ This is a content summary only. [read post]
23 Jan 2012, 9:47 am
The consensus had been the Consumer Financial Products Board, finally (but perhaps temporarily) able to act since the recess appointment of Richard Cordray as Director, would have too much on its plate to move quickly on its Congressional mandate to study consumer arbitration in financial services agreements. [read post]
4 Jan 2023, 10:00 pm
The rapid growth of non-bank financial services requires careful regulation to balance competition with access, transparency, and privacy protection. [read post]
27 Mar 2008, 9:18 pm
Representatives of the Financial Services Roundtable (with membership comprising the 100 largest integrated U.S.... [read post]
29 Sep 2020, 10:00 pm
To briefly summarize, open banking comprises a set of rules which permit third-party providers (TPPs) of financial services to access a customer’s financial data with their explicit consent. [read post]
15 Oct 2015, 8:20 am
Braun is currently a level one candidate for the Retirement Income Certified Professional program offered by The American College of Financial Services. [read post]
17 Dec 2008, 12:23 am
ABSTRACT: The continuing financial crisis has led to calls for greater financial services consolidationâ€â [read post]
