Posts tagged with: "financial+services"
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28 May 2010, 5:38 am
The carve out is in Article 2(a) of the GATS Annex on Financial Services and reads as follows: 2. [read post]
22 Jul 2008, 6:55 am
International Regulatory Convergence and the Elimination of Barriers to International Financial Integration Wei Wang, The GATS and the Legal Framework of the Chinese Banking Sector Alastair Evans, International Trade in Financial Services and the GATS David F. [read post]
20 May 2021, 8:00 am
People can get anxious about receiving services. [read post]
24 Oct 2008, 12:52 am
The Financial Industry Regulatory Authority has announced that SunTrust Investment Services Inc. has agreed to pay a $700,000 fine to settle allegations that it engaged in supervisory violations involving its fee-based brokerage business and charged excessive commissions on low-priced stocks. [read post]
30 Mar 2018, 10:26 am
The Korea Financial Intelligence Unit is under the supervision of the Financial Services Commission. [4] Mo-deum Yang, U.S. [read post]
25 Dec 2011, 10:22 am
A person is not made to serve authority unconditionally, instructed the Council, rather it is the task of authority to be at the service of the person, consistent with the pre-eminent value of human dignity. [read post]
20 Mar 2012, 8:18 am
Torian is a partner in the Financial Services Regulatory Group, resident in the Philadelphia office. [read post]
7 Apr 2014, 5:56 am
With the recent decision to enact a 17th short-term “fix” to avert deep cuts in Medicare payments to physicians, Congress will likely return within the year to the question of whether and how to replace the widely-criticized formula that Medicare uses to calculate payments for physician services, called the Sustainable Growth Rate (SGR) system.1 For the most part, recent proposals on reforming the physician payment system leave intact current financial protections… [read post]
23 Mar 2020, 1:28 pm
Services must be provided by individuals licensed by the state to provide personal care services, or in a manner that is otherwise consistent with state requirements. [read post]
27 Mar 2020, 7:07 am
Before considering the transport of potentially infected personnel, communication concerning the responsibility and liability during transport, financial responsibility of vessel during a potential downtime of the vessel and/or quarantine, and the financial responsibility surrounding any disinfecting activities should be taken into consideration. [read post]
6 May 2020, 4:24 pm
” The FFIEC guidance focuses on security risk management principles and the financial services sector’s use of cloud computing, and supplements its publications on outsourcing of Information Technology (IT) services, Outsourcing Technology Services and Supervising and Supervision of Technology Services Providers, and its cybersecurity resources. [read post]
27 Jul 2023, 2:17 pm
On 27 July 2023, the Financial Ombudsman Service (the FOS) published the independent assessor’s annual report for 2022-2023. [read post]
22 Feb 2012, 6:35 pm
Pay them for their services based on what they save you, in order to insure that your financial goals are aligned. [read post]
16 Aug 2018, 5:52 am
” Pakistan is going through a grave financial crisis. [read post]
22 May 2009, 11:53 am
Commissioner of the Office of Financial and Insurance Services, No. 278373, a published opinion, the Court of Appeals held yesterday that the Small Employer Group Health Coverage Act does not allow an HMO to impose minimum contribution requirements on employers as a condition to obtaining and maintaining a health benefit plan. [read post]
19 Apr 2010, 5:17 am
Concerns are raised about a provision in the Dodd financial services reform bill. [read post]
17 Mar 2011, 12:32 pm
The law requires that decisions regarding hiring, firing and monitoring service providers of an employee benefit plan must be made for the "exclusive benefit" of the employees participating in the plan. [read post]
2 May 2011, 2:24 am
For example, the DFS Superintendent will have the authority to issue regulations and guidance with respect to a variety of financial products and services. [read post]
10 Feb 2014, 6:01 am
Dahn (Dahn) has been barred by the Financial Industry Regulatory Authority (FINRA) concerning allegations that he privately borrowed money from at least two customers, an act constituting securities fraud, while being a registered representative of Mutual Service Corporation (MSC) and LPL Financial LLC (LPL). [read post]
25 Mar 2016, 1:38 pm
Nelson, J.D.The DOJ announced criminal computer hacking charges against seven Iranians who allegedly orchestrated repeated cyber attacks against dozens of U.S. financial services companies over a two year period. [read post]
