Posts tagged with: "financial+services"
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14 May 2020, 12:40 pm
According to his broker profile, Hoffman has reportedly been registered with Ameriprise Financial Services in Glendale, AZ since 2016. [read post]
29 Jan 2008, 4:34 am
In its first precedential decision of 2008, and an unusually dull ruling at that, the Board reversed the PTO's Section 2(e)(1) refusals to register the marks SUGAR NO. 1 1 , SUGAR NO. 14, and COTTON NO. 2 [SUGAR and COTTON disclaimed], finding the marks not merely descriptive of "financial services, namely, futures exchange and related commodity trading services. [read post]
3 Oct 2019, 3:45 am
Losing a favorite business or service provider can be emotional, whether it’s the result of financial issues, retirement, a move — or high school graduation. [read post]
29 Mar 2016, 2:01 pm
In a change from the proposed rule, the final rule extends the parity protections to long term care services for mental health and substance use disorders in the same manner that they are applied to other services for these conditions. [read post]
30 Apr 2024, 12:15 am
The California legislature enacted the CCFPL in 2020 for the ostensible purpose "to improve accountability and transparency in the California financial system, provide consumer financial education, and protect consumers from abusive financial practices, while prioritizing the prevention of unethical businesses from harming the most vulnerable populations including military service members, seniors, students, low- and moderate-income individuals,… [read post]
28 Mar 2017, 6:42 pm
Financial education and school-based savings programs introduce young people to financial services at an early age, while helping youth learn how to manage their money more effectively. [read post]
27 Mar 2012, 6:20 am
Small employers fear the potential financial impact of future ACA changes, while larger organizations see the potential of improved cost and quality improvements as enabled through many of the requirements of the ACA. [read post]
8 Feb 2011, 2:00 am
From February 14-16, 2011, IQPC will be hosting the 4th Annual eDiscovery for Financial Services conference at the Sentry Center in New York City. [read post]
6 May 2018, 8:44 am
The Consumer Financial Protection Bureau was created following the 2008 financial crisis with the intended goal of making markets for consumer financial products and services work for all Americans. [read post]
22 Jul 2019, 12:51 pm
SSA has set a deadline of July 31st for financial institutions to apply to join the eCBSV service during the initial enrollment period of the program. [read post]
30 Dec 2020, 8:37 am
In many ways, we are at the start rather than the end of the negotiation process for financial services. [read post]
8 Dec 2011, 11:18 am
In a letter to SEC Chair Mary Schapiro and the heads of the CFTC and federal banking agencies, House Financial Services Committee Chair Spencer Bachus (R-ALA) requested that the comment period for the proposed regulations implementing the Dodd-Frank Volcker Rule be extended for at least 30 days to accommodate a committee hearing set for January 18, 2012. [read post]
17 Jul 2012, 9:32 am
Grady was appointed the Financial Regulations Commissioner for the Office of Financial Regulation late last year (he has since stepped don from the position). [read post]
1 Mar 2021, 12:00 am
On March 3, 2021, the New York Department of Financial Services (NYDFS) announced a Consent Order with a NYDFS-licensed Maine-based mortgage banker and loan servicer settling alleged violations of the NYDFS cybersecurity regulations. [read post]
28 Jan 2013, 8:47 am
The nine principles at the core of the report concern the following areas: enforcement, incentives, customer classification, overarching duties to all customers (regardless of classification), customer protection for non-advisory services, suitability protection for advisory services, compliance and disclosure. [read post]
4 Oct 2022, 2:00 pm
Last week, the CFPB issued a “Student Loan Servicing Special Edition” of Supervisory Highlights. [read post]
25 Jan 2017, 9:51 am
Some consumers who notified CitiFinancial Servicing that they faced a financial hardship were offered “deferments. [read post]
10 Sep 2018, 2:08 pm
In terms of emerging business models, it appears that automated services are being offered through partnerships, by established financial intermediaries, rather than by pure FinTech firms. [read post]
20 Nov 2017, 3:26 am
" The definition makes no mention of whether a financial payment is involved. [read post]
12 Apr 2021, 4:41 pm
March 2021 has seen the release of legislative reforms to advice fee consent and lack of independence disclosure by financial advisers. [read post]
