Posts tagged with: "financial+services"
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17 Jul 2019, 1:35 pm
Our Banking and Financial Services and Retail industry groups add further depth and specialized knowledge. [read post]
31 Mar 2021, 12:14 am
On 17 March 2021, the Financial Services Tribunal confirmed that failure to timeously submit an actuarial valuation can result in the imposition of administrative penalties on a pension fund. [read post]
23 Sep 2022, 8:30 am
No Control/Financial Benefit. [read post]
15 Nov 2021, 11:31 am
Michael Testa that would provide additional financial benefits to veterans with service-connected injuries, and spouses of veterans who made the ultimate sacrifice, was approved today by the Senate Military and Veterans’ Affairs Committee. [read post]
4 Aug 2023, 9:18 am
The Rules set out the detailed procedures for a financial market infrastructure (FMI) special administration regime (SAR) as introduced by Part 6 of the Financial Services (Banking Reform) Act 2013. [read post]
18 Aug 2020, 1:59 pm
Recognizing the urgency of the need, this [new family legal services] licence will support training in process navigation, form completion, investigating forms such as financial, motions to change, and uncontested divorces, and possibly other areas outside the courtroom context. 2. [read post]
23 Apr 2018, 8:41 am
According to his FINRA BrokerCheck report, Brett Ashy was registered with MWA Financial Services in Jackson, MS from October 2015 until he was discharged in February 2016. [read post]
18 Jul 2017, 10:56 am
Former financial adviser, Bart J. [read post]
13 Jan 2020, 12:57 pm
The Bureau also alleges that the defendants engaged in or substantially assisted the following additional violations: Violations of the Telemarketing Sales Rule (TSR) and the Consumer Financial Protection Act (CFPA) based on misrepresenting that by consolidating their loans, consumers would obtain interest rate reductions, their credit scores would improve, and the Department of Education would become their new servicer. [read post]
23 Sep 2014, 10:10 am
Verizon does not impose any caps on its home Internet service. [read post]
9 Sep 2008, 2:24 am
Langes+ will specialise in financial services and insurance law, with a strong emphasis on the mutuals sector. [read post]
9 Dec 2019, 7:16 am
On 5 December 2019, the European Commission (Commission) published a speech by Valdis Dombrovskis, European Commissioner for Financial Stability, Financial Services and Capital Markets Union, following the final Economic and Financial Affairs Council (ECOFIN) meeting under the Finnish Presidency. [read post]
Cynthia Cowden, NPB Financial Advisor, Reportedly Barred after Unsuitable Investment Recommendations
26 Oct 2020, 7:45 am
” According to her broker report, Cowden was reportedly affiliated with NPB Financial Group Financial Services in Lake Isabella, CA from 2013 to 2020. [read post]
11 Oct 2023, 8:12 am
Fish and Wildlife Service to wildlife whistleblowers. [read post]
23 Jun 2011, 9:46 am
The House Financial Services Committee has approved H.R. 940, the U.S. [read post]
21 Nov 2014, 4:24 am
Mishkin The CFPB has issued its financial report for its 2014 fiscal year, which ended on September 30, 2014. [read post]
8 Jul 2019, 1:42 pm
Mark Lewton Hopkins Allegedly Accepted Customer Funds for an Investment without Obtaining Pre-approval from American Portfolios Financial Services, Inc. [read post]
1 Apr 2010, 12:00 pm
Financial Services Authority (FSA) announced new rules last week intended to improve the clarity respecting the costs charged by investment advisers. [read post]
26 Mar 2019, 9:05 pm
These groups have expressed concern that the CFPB is simply allowing the financial services industry to work around the law, with potentially damaging consequences to consumers. [read post]
8 Feb 2012, 6:40 am
On December 23, 2011, the FRB issued an order (the “Order”) explaining its reasons for approving the acquisition of RBC Bank (USA) (“RBC Bank”) by The PNC Financial Services Group, Inc. [read post]
