Posts tagged with: "financial+services"
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20 Jun 2023, 9:25 am
Wagner Group financier Yevgeny Prigozhin continued to signal his disinterest in formally subordinating the Wagner private military company (PMC) to the Russian Ministry of Defense (MoD). [read post]
20 Jun 2023, 9:03 am
This legislation is a small but important way to honor the service of first responders in New Jersey. [read post]
20 Jun 2023, 8:17 am
(CRD#:37), DENVER, CO, B, 03/04/2020 – 10/08/2020, SUPREME ALLIANCE LLC (CRD#:45348), CHARLOTTE, NC B, 01/02/2015 – 05/02/2018, CAPITAL ONE INVESTING, LLC (CRD#:45744), Houston, TX B, 05/13/2014 – 01/02/2015, CAPITAL ONE INVESTMENT SERVICES LLC (CRD#:25658), BEAUMONT, TX Failure to Supervise All broker-dealers have a responsibility to adequately supervise its employees. [read post]
20 Jun 2023, 7:47 am
These actions typically encompass claims related to the use of commonplace modern technologies, such as simple chatbots that are deployed to improve customer service. [read post]
20 Jun 2023, 5:55 am
I would highly recommend him and his services. [read post]
20 Jun 2023, 5:32 am
Yet news aggregators had little to do with the financial decline of the newspaper industry. [read post]
20 Jun 2023, 5:16 am
Draft ITS to establish the templates for the register of information: The draft ITS establish harmonised templates for the register of information to be maintained by financial entities and covering all contractual arrangements on the use of ICT services provided by ICT third-party service providers. [read post]
20 Jun 2023, 5:01 am
By John Filar AtwoodThe Securities Industry and Financial Markets Association (SIFMA) strongly opposes the SEC’s proposed extension of Reg. [read post]
20 Jun 2023, 1:59 am
On 19 June 2023, the Bank of England (the Bank), working closely with the payments industry, migrated CHAPS, the UK’s high-value payments system, to ISO 2022, the latest global financial messaging standard. [read post]
19 Jun 2023, 10:46 pm
It’s about putting an end to financial suffering after an accident, and alleviating as much physical suffering as possible! [read post]
19 Jun 2023, 10:30 pm
Trends & Insights provides the latest in news articles and insight documents on trending areas for financial service organizations including Compliance Considerations After OCC Ups Fintech Scrutiny . [read post]
19 Jun 2023, 10:30 pm
., Lummis-Gillibrand Responsible Financial Innovation Act and the Virtual Currency Tax Fairness Act). [read post]
19 Jun 2023, 10:30 pm
Blockchain for Financial Services Lawyers Read this practice note providing an overview of blockchain. [read post]
19 Jun 2023, 9:05 pm
Although most law school students become (or should become) familiar with this system through their statutory readings when they cover partnerships in their business associations class, not many appreciate that the accounting concepts driving public law (e.g., in tax; bankruptcy; banking, securities, derivatives, and other financial regulation; antitrust; business associations; utilities regulation) were developed over hundreds of years in the service of private interests focused… [read post]
19 Jun 2023, 9:05 pm
Vessel operators went to court to protest NMFS’s imposition of financial obligations on it under the rule. [read post]
19 Jun 2023, 6:57 pm
Your employer may use an annual report, federal income tax return, or audited financial statement to demonstrate a continuing ability to pay your wage. [read post]
19 Jun 2023, 5:00 pm
They encompass a range of entities, from professional services firms to cloud service providers. [read post]
19 Jun 2023, 2:05 pm
Morgan Stanley Bridget Fernandez Ultimate Financial Investments, LLC UBS Financial Services Inc. [read post]
19 Jun 2023, 10:45 am
However, there are unfortunate situations where an ex-spouse fails to meet their financial obligations. [read post]
19 Jun 2023, 9:13 am
On 7 June 2023, the government published The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) Order 2023 which is the statutory instrument which extends the scope of the UK’s financial promotion regime to cover cryptoassets. [read post]
