Posts tagged with: "financial+services"
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1 Jul 2021, 10:22 am
This specified information concerns the investment firm and its services, the financial instruments and proposed investment strategies, execution venues and all costs and related charges. [read post]
14 Feb 2019, 6:27 am
I am pleased to announce that Judy Mok, an attorney with extensive experience negotiating complex payments transactions for some of the world’s largest retailers and financial institutions, has joined Ballard Spahr as Of Counsel in the firm’s Consumer Financial Services Group. [read post]
26 Oct 2012, 7:32 am
Consumers who are “unbanked” do not have a checking or savings account, while those who are “underbanked” may have a checking or savings account but rely primarily on alternative financial services for their financial needs. [read post]
2 Jul 2020, 8:00 am
Countrywide Pre-Paid Legal Services has a financial wellness program that can come to the rescue. [read post]
3 Feb 2022, 6:05 am
No matter what your financial situation may be, a prenup can be a good way to protect your assets in the event of a divorce. [read post]
19 Mar 2019, 8:00 am
We provide financial wellness services through a nationwide network of certified counselors. [read post]
6 Mar 2019, 4:22 am
This is noted as having a potentially significant impact on non-financial counterparties (NFCs) and small financial counterparties; EU27 counterparties will not be able to satisfy the derivatives trading obligation by trading on UK venues. [read post]
1 Sep 2020, 6:00 am
It is privately owned and has financial backing from private investors. [read post]
23 Feb 2011, 7:49 pm
Stamer has counseled, represented and trained employers and other employee benefit plan sponsors, plan administrators and fiduciaries, insurers and financial services providers, third party administrators, human resources and employee benefit information technology vendors and others privacy and data security, fiduciary responsibility, plan design and administration and other compliance, risk management and operations matters for more than 23 years. [read post]
16 Apr 2018, 11:00 am
Glick and his businesses, Financial Management Strategies, Glick Accounting Services, and Glick & Associates in March 2017 before he was charged by federal prosecutors. [read post]
SFSP Survey Of How Credentialed Professionals Feel About Regulating Use of Professional Designations
21 Dec 2007, 7:29 pm
Society members are credentialed financial service professionals who provide financial planning, estate planning, retirement counseling, asset management and other services and products to their clients. [read post]
24 May 2024, 4:40 am
Prior to that, she was vice president for ethics and employee resolution programs at Prudential Financial. [read post]
19 Mar 2008, 5:20 am
The Financial Services Authority (FSA) has published a new guidance note entitled ICOBS at a glance. [read post]
16 Jul 2015, 12:26 pm
Department of Aging and Disability Services (DADS) accepts electronic or digital signatures on DADS forms submitted by a Consumer Directed Services (CDS) employer to a Financial Management Services Agency (FMSA), including the signature of a CDS employer and a service provider hired by a CDS employer. [read post]
9 Dec 2009, 5:17 am
 That is, a lot of comments noted that criticism of alternative financial services may be unwarranted or at least unduly harsh. [read post]
17 Jun 2007, 7:03 pm
Recently, the American Financial Services Association posted a blurb on their website “Spotlight on Financial Services” noting a continuing “disconnect between rising foreclosures in the subprime mortgage market and the statistics on personal bankruptcy filings. [read post]
7 Jan 2013, 4:00 am
I am at the ABA Consumer Financial Services Committee’s meeting in Naples, Florida. [read post]
6 Dec 2011, 2:35 pm
A recent UK Financial Services Authority decision gives some insights as to its expectation as a regulator of the role of a compliance officer. [read post]
16 Apr 2021, 9:29 am
Department of Financial Services last month: To: All New York Domestic and Foreign Insurance Companies Re: Diversity and Corporate Governance As Superintendent of the New York State Department of Financial Services (DFS), I have consistently stressed the critical importance of diverse perspectives to problem-solving. [read post]
20 May 2022, 8:41 am
The Financial Services Act 2021 inserted a new Schedule 6A into the Financial Services and Markets Act 2000 (FSMA). [read post]
