Posts tagged with: "financial+services"
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17 Jun 2007, 4:00 pm
The following updates about James Brown's estate are from Sandi Martin, James Brown's financial estate - like his life - proving to be a messy situation, Morris News Service, June 15, 2007: $24 million that Mr. [read post]
23 Aug 2021, 10:00 pm
We recently highlighted the Morgan Lewis financial services team’s overview of proposed guidance released by the three federal banking agencies with respect to third-party relationships within the fintech industry. [read post]
23 Aug 2021, 10:00 pm
We recently highlighted the Morgan Lewis financial services team’s overview of proposed guidance released by the three federal banking agencies with respect to third-party relationships within the fintech industry. [read post]
2 Jan 2007, 11:07 am
Democrats take control of Congress this week, and many in the financial services industry are wondering what legal or regulatory changes are in store. [read post]
26 Mar 2012, 5:25 am
Coutts, which is part of the nationalized Royal Bank of Scotland, had not applied rigorous controls when dealing with so-called high-risk customers, the Financial Services Authority said. [read post]
29 Jan 2009, 8:28 am
Online financial comparison service BeatThatQuote.com's TV ad opened with a fully dressed office supervisor and hairy, shirtless male employees seeking better internet deals than... [read post]
19 Jan 2009, 9:10 am
Social service programs are going to take an immediate hit, as will student loans, tax refunds and other [...] [read post]
21 Feb 2017, 11:08 am
The German Institution of Arbitration (DIS) has issued a model arbitration clause specifically tailored for use with the 2002 ISDA Master Agreement, the financial industry standard service agreement for OTC derivatives transactions. [read post]
23 Jan 2016, 4:33 pm
This relatively new and unknown funding idea is being tested by Purdue University in cooperation with financial services company Verno... [read post]
15 Dec 2022, 2:33 pm
Supreme Court urging the Court to grant the CFPB’s certiorari petition seeking review of the Fifth Circuit panel decision in Community Financial Services Association of America Ltd. ... [read post]
1 May 2012, 2:34 pm
The SEC charged UBS Financial Services Inc. of Puerto Rico and two executives with making misleading statements to investors, concealing a liquidity crisis, and masking its control of the secondary market for 23 proprietary closed-end mutual funds. [read post]
7 Jul 2009, 4:19 pm
ACLU press release: House Committee To Vote On Lifting DC Abortion Funding Ban: WASHINGTON - The House Appropriations Committee is expected to vote this evening on a financial services appropriations bill that includes a provision lifting a 20-year-old ban on... [read post]
15 Jan 2008, 4:37 am
A former broker at UBS Financial Services has agreed to settle charges he participated in a multi-million dollar hedge fund fraud, the Securities and Exchange Commission said on Monday. [read post]
26 Sep 2023, 10:00 pm
Partners Peter Sharp and David Waldron, with associates Robert Bolgar-Smith and Keir Baker, wrote an article for Global Relay Intelligence & Practice on the UK Law Commission’s review of the Arbitration Act 1996 and its relevance to the financial services sector. [read post]
10 Jul 2007, 7:11 am
“The Financial Services Authority (FSA) is expected to gain significant new powers as a result of changes to the supervision of the insurance industry, which could be outlined as early as today. [read post]
25 Nov 2013, 1:25 pm
By: Joseph Marrow More than three years ago, pursuant to the Dodd-Frank Act, the Securities and Exchange Commission (SEC) established an award program for whistleblowers creating a new private right of action for employees in the financial services sector who suffer retaliation for disclosing information about fraudulent or unlawful conduct related to the offering or […] [read post]
2 Apr 2009, 10:04 pm
Jury awards $1.3 million to financial advisor after Wachovia wouldn't take him back after military service [Hartford Courant, Daniel Schwartz] Texas Senate considers asbestos reform rollback [Overlawyered] Paint companies await decision on Rhode Island lawsuit cost reimbursement [AP/Boston Globe... [read post]
25 Sep 2019, 5:37 am
Court of Appeals for the Ninth Circuit recently affirmed a trial court’s summary judgment ruling in favor of the financial services defendants in an action to rescind the mortgage under the federal Truth in Lending Act. [read post]
12 Jun 2016, 12:28 am
H.R. 2995, the Financial Services and General Government Oversight Appropriations Bill for FY 2017, if passed, would continue the trend of reducing the... [read post]
9 Jan 2014, 6:00 am
Filing for bankruptcy can be a wonderful opportunity for an individual to put financial troubles in the past and start building for future success. [read post]
