Posts tagged with: "financial+services"
Results 9381 - 9400
of 83,661
Sorted by Relevance
|
Sort by Date
11 Jan 2017, 1:02 am
Lender Processing Services Inc., C.A. [read post]
20 Sep 2010, 5:38 am
Pictured up top is one of several seminar invitations that the national marketing company, Seminar Direct, makes available to financial professionals who want to promote their services through direct mail and seminars. [read post]
21 Jun 2012, 1:41 am
Not long after he was appointed CEO of the UK's Financial Services Authority, Hector Sants said that individuals should be very afraid of the FSA. [read post]
20 Sep 2010, 5:38 am
Pictured up top is one of several seminar invitations that the national marketing company, Seminar Direct, makes available to financial professionals who want to promote their services through direct mail and seminars. [read post]
7 Mar 2012, 5:50 pm
The Florida Department of Financial Services Division of Insurance Fraud reports that it has charged an Orlando man with workers compensation fraud and grand theft after an investigation claimed he fraudulently collected more than $115,000 in benefits. [read post]
13 Aug 2012, 12:06 pm
"Currently though, there is no financial incentive not to work truck drivers to death, which is quite literally what is happening," Owings said. [read post]
8 May 2008, 1:50 pm
One of my pet projects is helping to improve the financial literacy in my part of the world. [read post]
15 Sep 2016, 3:47 am
The Court has, however, not elaborated on the criterion of profit and financial gain. [read post]
9 Nov 2020, 1:39 pm
Ex-Concorde Investment Services Broker Allegedly Made Negligent Recommendations Robert Scott Smith, the President of Peregrine Private Capital in Newberg, Oregon, and a former Concorde Investment Services, is named in multiple Financial Industry Regulatory Authority (FINRA) arbitration claims by former customers that invested in GPB private placement funds at his recommendation. [read post]
11 Jul 2011, 8:00 pm
The United States Department of Housing and Urban Development "HUD" announced a settlement with Fidelity National Financial (NYSE: FNF) in the amount of $4.5 million dollars for HUD's contention that Fidelity violated the Real Estate Settlement Procedures Act "RESPA" when it paid real estate brokers and other settlement service providers illegal kickbacks and improper referral fees for referring business through an "Application Service… [read post]
23 Oct 2017, 1:59 pm
Further, the financial advisor has a duty to determine if the investment is suitable in light of the investor’s profile and stated investment objectives. [read post]
5 Jul 2010, 1:39 pm
The floor debates and statements on June 30, 2010, the day the House passed the Dodd-Frank Act, yielded two significant statements by two senior members of the Financial Services Committee on Sec 913 of the Act. [read post]
25 Feb 2016, 7:39 am
Stutz has a Retail Employment Law Blog post that will be of interest to many of our financial services industry readers: “EEOC Implements Nationwide Program to Disclose Employer Position Statements and Supporting Documents. [read post]
26 Apr 2012, 10:27 am
The agency claims that the identification of those exposed details prevented more than £500 million ($809.3 million) in financial fraud. [read post]
9 Feb 2010, 7:36 am
Free review of any proposed Financial Product. [read post]
17 Oct 2011, 2:58 am
If directors accept a responsibility for a fund’s financial statements, they must exercise independent judgment in satisfying themselves that the financial statement do present fairly the fund’s financial condition. [read post]
8 Dec 2020, 12:44 pm
Brokerage firms like Foreside Fund Services, LLC must properly supervise financial advisors and customer accounts. [read post]
13 Oct 2011, 12:48 pm
Representative Barney Frank, the Democrats’ ranking member of the House Financial Services Committee, has identified internet gambling regulation as one of eight policy options he would like the Joint Select Committee on Deficit Reduction to approve. [read post]
10 Nov 2021, 7:00 am
It is clear that as demand for green finance, ESG and impact investing continues to grow, it will be necessary for financial services in the future to integrate ESG and sustainability into the core design of financial services. [read post]
22 Dec 2010, 11:39 am
Congressman Randy Neugebauer (R-TX), the incoming Chair of the House Financial Services Subcommittee on Oversight and Investigations, might introduce legislation to delay for one year the implementation of some provisions of the Dodd-Frank Act, presumably including derivatives rulemaking mandates. [read post]
