Posts tagged with: "financial+services"
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24 Jan 2023, 8:13 am
Big, public companies are going to be far more likely to weather the financial consequences. [read post]
24 Jan 2023, 7:19 am
On 23 January 2023, the European Securities and Markets Authority (ESMA) published a letter that it had sent to Mairead McGuinness, Commissioner in charge of Financial Stability, Financial Services and Capital Markets Union regarding the newly established market correction mechanism (MCM) that it is required to report on under Article 8 of Council Regulation 2022/2578. [read post]
24 Jan 2023, 6:59 am
Overall, NIST’s emphasis on cybersecurity governance follows closely after recently proposed regulations by other agencies, including by the New York Department of Financial Services and the U.S. [read post]
24 Jan 2023, 6:05 am
Concerns remain that the GLs provided in December may not provide enough cover to financial institutions to facilitate behavior change and transfer funds to NGOs operating in sanctioned contexts. [read post]
24 Jan 2023, 5:59 am
The anonymity of cryptocurrency and the lack of regulation makes it especially susceptible to use in criminal operations, such as the sale or purchase of illegal goods and services, and financial crimes, such as fraud and money laundering. [read post]
24 Jan 2023, 5:10 am
In particular, the AMF: Clarifies the possibility for a financial investment adviser to provide an advisory service to subscribers of digital assets (service 5°c listed in Article L. 54-10-2 of the French Monetary and Financial Code). [read post]
24 Jan 2023, 4:00 am
The result has been a deadly mix of asset sweating, privatization of essential services, and a predatory, financialized capitalism that has stifled innovation and investment. [read post]
24 Jan 2023, 2:30 am
It forms part of the country’s effort to avoid grey-listing by the Financial Action Task Force (FATF). [read post]
24 Jan 2023, 12:15 am
The DFPI urges consumers to exercise extreme caution before responding to any solicitation offering investment or financial services. [read post]
23 Jan 2023, 9:01 pm
” Because market makers can earn spreads with less risk on retail orders—in light of the typically smaller size and less market information driving retail orders—these wholesalers typically do not charge retail brokers fees for this service, and in fact often pay the retail brokers for the opportunity to trade with these retail orders (called “payment for order flow” or PFOF). [read post]
23 Jan 2023, 7:32 pm
“Today New York Department of Financial Services (“DFS”) Superintendent Adrienne A. [read post]
23 Jan 2023, 6:52 pm
” The SEC’s Chief of the Division of Enforcement’s Complex Financial Instruments Unit Osman Nawaz stated that the SEC “will hold service providers, such as Bloomberg, accountable for misrepresentations that impact investors. [read post]
23 Jan 2023, 6:13 pm
The law also mandates equal pay for men and women in the same job, penalises discrimination against women seeking access to financial services or resources, permits 14 weeks of maternity leave for women, provides for increased training opportunities for women in the workplace and mandates annual reviews of the GEWE’s implementation in public and private institutions. [read post]
23 Jan 2023, 4:34 pm
Kitaj Estate; Farley Gwazda, Gwazda Art Services; and contemporary art curator, writer and researcher Kristina Newhouse. [read post]
23 Jan 2023, 3:20 pm
She described what she had heard of Trump's agitated insistence on joining his followers on their march to the Capitol, in what would have been "what the Secret Service refers to as an 'off-the-record' movement," according to the final report. [read post]
23 Jan 2023, 2:32 pm
The report also covers Financial Crimes manipulative, trading AML fraud and sanctioned and emphasizes the need for firms to evaluate their risk management programs to ensure they are adequately monitoring and reporting on these complex forms of fraud. [read post]
23 Jan 2023, 1:40 pm
On January 23, 2023, the New York Department of Financial Services released guidance with the stated goal of helping to protect customers of virtual currency businesses in the event of an insolvency or similar proceeding by imposing new custody and disclosure requirements on virtual currency entities that act as custodians. [read post]
23 Jan 2023, 10:40 am
One involved financial fraud in violation of federal securities laws and SEC rules. [read post]
23 Jan 2023, 9:44 am
Extension of Relief for Telehealth, Remote Care Services and HSA Eligibility CAA-2023 extends relief provisions involving telehealth, remote care services and health savings account (HSA) eligibility. [read post]
23 Jan 2023, 9:30 am
We currently use this to offer lead generation services to law firms, but we love the potential for other use cases. [read post]
