Posts tagged with: "financial+services" Results 9781 - 9800 of 84,033
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Supreme Court in support of the position of the Community Financial Services Association of America (CFSA) that the Court should affirm the Fifth Circuit panel decision in CFSA v. [read post]
14 May 2019, 3:16 pm by Barbara S. Mishkin
In this podcast, Alan Kaplinsky, who leads our Consumer Financial Services Group, interviews Professor Adam Levitin of Georgetown University Law School about why businesses and consumer advocates are both opposed to the proposed Restatement, which would change the law in ways that will harm businesses and consumers. [read post]
24 Nov 2009, 9:17 pm
., or "Errors and Omissions Excepted," is a bit of trade jargon commonly used in financial service industries. [read post]
In our latest Regulation Tomorrow Plus podcast, Senior Knowledge Lawyer Catherine Pluck is joined by London Financial Services partners Jonathan Herbst and Katie Stephen, who discuss some recent regulatory developments in relation to culture, as well as some practical steps that firms can be taking in this area. [read post]
The CFPB soon plans to issue a final rule that would require certain supervised nonbank entities to register with it and provide information about their use of certain terms and conditions in standard-form contracts for consumer financial products or services that seek to waive or limit consumer rights or legal protections (“Covered Terms”).... [read post]
22 Mar 2010, 3:08 pm by James Hamilton
It will consider whether financial planning services are being provided by individuals who are licensed for other professions, including insurance and investment advice, and to what degree consumers are aware of the different services being provided. [read post]
6 Jul 2009, 7:07 am
" Patricia Senette-Holt, spokeswoman for the Department of Community and Senior Services, said APS is very responsive to reports of financial or physical abuse. [read post]
15 Aug 2016, 1:11 pm by Barbara S. Mishkin
”  On May 5, 2016, the CFPB issued a proposed rule that would prohibit covered providers of certain consumer financial products and services from using an agreement with a consumer that provides for arbitration of any future dispute between the parties to bar the consumer from filing or participating in a class action with respect to the covered consumer financial product or service. [read post]
1 Apr 2015, 1:34 pm by Jeffrey Brown and Joshua Davey
  Unverified narrative complaints also pose a serious reputational risk for consumer financial services companies. [read post]
29 Aug 2019, 8:54 am by Tom Zagorsky
Our Investment Adviser Group assists financial service providers with complex issues that arise in the course of their business, including complying with federal and state laws and rules. [read post]
18 Dec 2007, 2:40 pm
HSNO is an internationally recognized forensic accounting firm that works with some of the world's largest financial institutions and law firms. [read post]
3 Aug 2011, 7:32 am by Kim Krawiec
Schulte Roth & Zabel LLP, one of the leading law firms serving the financial services industry and known for its premier practice in the area of private investment funds and private equity M&A, generously sponsors the Junior Faculty Scholarship Workshop and Prizes and provides other financial assistance to C-LEAF. [read post]
29 Mar 2013, 10:16 am by James Hamilton
In order to create and sell aggregated credit default swap information products and services, information service providers need access to a certain amount of  transaction and valuation data.The Commission has actually opened two antitrust investigations concerning the credit default swaps market. [read post]
2 Jan 2024, 1:10 pm by Sherica Celine
Financial Services Regulations Fundamentals Resource Kit includes practice notes, templates and checklists that provide key information to in-house lawyers and counsel advising financial services institutions. [read post]
12 Jun 2018, 8:00 am by Len Feltoon
Countrywide Pre- Paid Legal Services is aware of the suffering of these folks. [read post]