Posts tagged with: "financial+services"
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2 Dec 2022, 2:38 am
On 31 November 2022, HM Treasury published the Financial Services and Markets Act 2000 (Qualifying Provisions) (Amendments) Order 2022. [read post]
2 Dec 2022, 2:36 am
The statement sets forth that, the FCA expects asset managers to take necessary or appropriate action following the communication and that they operate their products and services in a way that will not create risks to market integrity or financial stability. [read post]
2 Dec 2022, 2:33 am
Applying the minimum high standards the FCA expect of all FCA regulated financial services firms to new firms undertaking this new activity. [read post]
1 Dec 2022, 6:01 pm
Such activities include, among others, the production and lifting of petroleum or petroleum products produced by the Chevron’s JVs; related maintenance, repair, or servicing of the Chevron JVs; sale of petroleum or petroleum products to the United States produced by the Chevron JVs , provided that the petroleum and petroleum products produced by the Chevron JVs are first sold to Chevron; the procurement and import into Venezuela of goods or other inputs for authorized… [read post]
1 Dec 2022, 1:58 pm
================================================ By Jeff Lubitz, Managing Director, ISS Securities Class Action Services, and Jarett Sena, Director of Litigation Analysis, ISS Securities Class Action Services [read post]
1 Dec 2022, 12:59 pm
And at most, she concluded, the 8th Circuit could bar the Biden administration from implementing the program to debt relief for loans serviced by a Missouri-based non-profit, known as MOHELA, created by the Missouri legislature. [read post]
1 Dec 2022, 12:44 pm
At the Harrisburg estate planning law firm, Hazen Law Group, we work with people from all walks of life with diverse backgrounds, financial needs, hopes, and goals. [read post]
1 Dec 2022, 11:52 am
The plaintiffs argue first that they are entitled to summary judgment based on the decision in Community Financial Services Association of America Ltd. v. [read post]
1 Dec 2022, 9:10 am
S&H’s complaint alleged that RE/MAX: Hired Parnell to perform the same, or substantially similar, services to those he performed for S&H within the same geographic region. [read post]
1 Dec 2022, 9:10 am
S&H’s complaint alleged that RE/MAX: Hired Parnell to perform the same, or substantially similar, services to those he performed for S&H within the same geographic region. [read post]
1 Dec 2022, 9:00 am
Our Investment Adviser Group assists financial service providers with complex issues that arise in the course of their business, including complying with federal and state laws and rules. [read post]
1 Dec 2022, 8:25 am
In addition, the SEC settled an enforcement acvtion against First American Financial Corporation for its real estate settlement services company First American Financial Corporation for disclosure controls and procedures violations related to a cybersecurity vulnerability that exposed sensitive customer information. [read post]
1 Dec 2022, 7:55 am
While most attention is focused on the CFPB, state attorneys general are very active in investigating and enforcing state laws relating to consumer financial services (and often federal laws when incorporated into state law or when using their Dodd-Frank authority). [read post]
1 Dec 2022, 7:52 am
American Trust Investment Services, Inc. [read post]
1 Dec 2022, 7:31 am
The letter also covers putting customers’ needs first, including dealing with conflicts of interest and the new Consumer Duty, financial crime (including firms having due regard to Market Watch 69) and reducing harm from firm failure (financial resilience, protection of client assets, operational resilience). [read post]
1 Dec 2022, 7:23 am
Morgan Securities LLC Morgan Stanley Bruce Smith The Sports Advisory Group, LLC UBS Financial Services Inc. [read post]
1 Dec 2022, 6:49 am
According to a recent article in the legal press, a large proportion of law firms closely tie compensation to law firm financial performance, with a gradual shift from topline revenue to overall firm profits. [read post]
1 Dec 2022, 5:59 am
We welcome a well-known and leading financial institution like Wells Fargo to the Prime Partner program. [read post]
1 Dec 2022, 5:16 am
Just hours before the first group of Russian tanks crossed into Ukraine in February 2022, Microsoft’s Threat Intelligence Center discovered a new piece of “wiper” malware known as Foxblade “aimed at the country’s government ministries and financial institutions” and capable of wiping data from their computers. [read post]
1 Dec 2022, 5:14 am
If the idea of death’s legal and financial aspects sounds overwhelming, then it’s time you looked into quality estate planning services. [read post]
