Posts tagged with: "financial+services"
Results 9921 - 9940
of 83,632
Sorted by Relevance
|
Sort by Date
26 Mar 2020, 7:14 am
Beware of Financial Fraud During Troubled Times. [read post]
5 Nov 2019, 3:15 am
Philip Woodfield, Rachel Harrison and Elizabeth Pouget, who work within the financial services disputes team at CMS, comment on the decision handed down by the UK Supreme Court last week in the matter of Singularis Holdings Ltd (In Official Liquidation) (A Company Incorporated in the Cayman Islands) v Daiwa Capital Markets Europe Ltd [2019] UKSC 50: In this leading case on a financial institution’s Quincecare duty of care to its customer, the Supreme Court… [read post]
20 Dec 2021, 10:01 am
Or if he's going to devote himself to "public service," just doing things that don't hurt the public? [read post]
6 Feb 2012, 11:53 am
An excerpt: The Consumer Financial Protection Bureau has yet to decide on a plan of action for rent-to-own retailers. [read post]
8 Jan 2008, 7:59 pm
On Dec. 28, Seattle-based Summit Capital Group, LLC, and affiliated financial services companies filed suit in the Western District against the Boston-based Summit Partners, LP, venture capital firm, seeking a declaration of non-infringement and non-dilution of the defendant’s SUMMIT PARTNERS trademark.The complaint states: “Plaintiffs or its affiliates have done business under the tradename SUMMIT CAPITAL PARTNERS since at least 1986. [read post]
22 Mar 2017, 3:57 am
On appeal from: [2015] EWCA Civ 490 This appeal considered what the meaning is of the words ‘any of the reasons contained in [a notice] relates to a matter which identifies a person’ contained in the Financial Services Markets Act 2000, ss 393(1) and (4). [read post]
26 Feb 2019, 6:56 am
The FCA felt that a global inclusive community of financial services regulators could benefit from sharing such experiences. [read post]
22 Oct 2019, 10:26 am
According to FINRA Disciplinary actions for August 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Carolyn Andrews UBS Financial Services Morgan Keegan & Company Meiewyn Avent Alliance-One Investments Metlife Investors… [read post]
20 May 2013, 5:51 am
And there’s also a good chance that one of those jobs in the financial service sector would be with a 401(k) service provider in which fiduciary services have become an integral part of its offering. [read post]
10 Jun 2010, 7:28 pm
Secret Service with the alleged theft of $2 million dollars in a Ponzi scheme conducted over a four-year period. [read post]
5 Jan 2012, 2:17 pm
The proposed regulations implementing Dodd-Frank’s Volcker Rule provisions would have an adverse impact on the trading of Japanese government bonds, in the view of the Financial Services Agency and the Bank of Japan. [read post]
26 Jan 2011, 1:29 pm
It is unwise to cut the budgets of the SEC and other federal financial regulators in an attempt to control or derail the regulatory reforms prompted by Dodd-Frank, said Hal Scott, Chairman of the Committee of Capital Markets Regulation, in testimony before the House Financial Services Committee. [read post]
16 Mar 2023, 10:07 am
The letter was sent to CEOs of firms within the FCA’s payments portfolio, including those authorised or registered under the Payment Services Regulations 2017 (PSRs) and the Electronic Money Regulations 2011 (EMRs). [read post]
1 May 2011, 5:10 am
For this reason, we would expect the WTO rules on financial services to be less protective of financial services policy space than, say, retail services policy space. [read post]
12 Apr 2012, 1:27 pm
Abbott is an associate in the Financial Services Regulatory Group at Reed Smith LLP, resident in the firm’s Philadelphia office. [read post]
27 Mar 2021, 7:00 am
The council also did not adequately plan and monitor emergency medical services financial operations. [read post]
11 Jul 2020, 12:00 am
The required annual independent audit of the district’s financial records was not performed since 2012, and the length of service awards program that started in 1990 was never audited.Village of Sackets Harbor – Budgeting and Financial Management (Jefferson County)The board and village officials did not develop realistic budgets. [read post]
11 Jul 2020, 4:00 am
The required annual independent audit of the district’s financial records was not performed since 2012, and the length of service awards program that started in 1990 was never audited.Village of Sackets Harbor – Budgeting and Financial Management (Jefferson County)The board and village officials did not develop realistic budgets. [read post]
22 Aug 2013, 3:59 pm
A key member of the House Financial Services Committee has proposed legislation that would refocus the definition of a systemically important financial institution in Title I of the Dodd-Frank Act to base the designation of a SIFI more on interconnected risk than some arbitrary asset size. [read post]
31 Oct 2018, 12:53 pm
On September 29, 2018, the Internal Revenue Service closed for good the long-running Offshore Voluntary Disclosure Program (OVDP), its hugely successful tax amnesty program for undisclosed offshore financial assets. [read post]
