Posts tagged with: "financial+services"
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2 Jul 2024, 4:54 am
In the speech, Ms Leung focuses on distributed ledger technology (DLT), noting that financial professionals are debating whether it would drive the same scale of revolution in the delivery of financial services as in consumer electronics. [read post]
2 Jul 2024, 4:00 am
Review questions and answers from leading law firms on topics ranging from frequent causes of action brought against banks and other financial services providers to specific procedural rules that apply to financial services litigation in each jurisdiction. [read post]
2 Jul 2024, 4:00 am
Cannabis Resource Kit Examine materials on cannabis in these practice area offerings in Practical Guidance: Bankruptcy, Commercial Transactions, Corporate and M&A, Financial Services Regulation, Insurance, Intellectual Property & Technology, Labor & Employment, Life Sciences, Real Estate, and Tax. [read post]
2 Jul 2024, 2:00 am
It would also undermine the public policies that underlie the “pay first” rule, such as ensuring the continued provision of public services funded by taxes, or in this case, the replenishment fees. [read post]
2 Jul 2024, 12:06 am
The early internet had a lot of “technological self-determination" — you could opt out of things, protect your privacy, control your experience. [read post]
1 Jul 2024, 9:05 pm
In the case of airline crashes, we are concerned more with the loss of life than the financial recovery. [read post]
1 Jul 2024, 9:01 pm
The New York State Department of Financial Services’ Parts 500 and 504 rules are other examples of attestation requirements for financial services companies. [read post]
1 Jul 2024, 6:19 pm
Pix credit here 新华社研究院the Xinhua News Agency Research Institute has recently circulated ( 更好赋能中国繁荣世界——新质生产力的理论贡献和实践价值] (Better empowering China to prosper the world - the theoretical contribution and practical value of new productivity (20 June 2024))--a fairly… [read post]
1 Jul 2024, 1:37 pm
Because many third-party tools and services may include or incorporate Gen AI tools, FINRA regulated parties should require third party vendors to disclose or establish other processes for reliably determining when third party provided tools or services include or may impact the FINRA regulated party’s compliance and steps for monitoring and managing these impacts. [read post]
1 Jul 2024, 1:07 pm
Roberts meant to say that on behalf of his colleagues, he was thanking court employees for their dedication and service. [read post]
1 Jul 2024, 12:22 pm
His previous employers include USCA RIA LLC (CRD# 152170) and UBS Financial Services Inc. [read post]
1 Jul 2024, 11:18 am
By making payments to proxies of a North Korean company at U.S. banks, Mondo caused the U.S. banks to (1) deal in the blocked property or interests in property of the Government of North Korea; and (2) export financial services to North Korea. [read post]
1 Jul 2024, 9:00 am
In such cases, family members are left not only with emotional scars but also with financial burdens and a sense of injustice. [read post]
1 Jul 2024, 8:57 am
In our new video, Jonathan Herbst and Glenn Hall discuss the four key themes the financial services sector needs to watch out for, should there be a Labour government. [read post]
1 Jul 2024, 8:20 am
There is low risk of inappropriate utilization: It is in the treatment center’s financial interest to administer the drug solely as prescribed by the physician and approved by the insurer. [read post]
1 Jul 2024, 8:18 am
He represents clients including county and city governments, developers, builders, corporations, condominium associations, financial institutions, and physicians. [read post]
1 Jul 2024, 6:41 am
The rules adopted in 2020 imposed a number of requirements on proxy advisory firms, such as Institutional Shareholder Services and Glass Lewis. [read post]
1 Jul 2024, 5:39 am
In the financial arena, Nvidia’s remarkable valuation surge to re-enter the $3 trillion club highlights the lucrative potential of AI-related technologies. [read post]
1 Jul 2024, 5:00 am
Military Background: As a veteran-led firm, we have a deep appreciation for the sacrifices made by service members and their families. [read post]
1 Jul 2024, 2:17 am
The growth of ridesharing services like Uber has been a convenience for many people. [read post]
