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19 Jan 2016, 9:51 am by Randal L. Gainer
One of the CFTC commissioners who approved the proposed new standards referred to a bank that faced 30,000 cyberattacks per week, which averages an attack every 34 seconds. [read post]
19 Jul 2012, 6:20 am by Josh Sturtevant
Indeed, I am a big proponent of e-commerce (especially those delightful Nigerian prince banking emails) in almost all of its forms. [read post]
10 Jun 2011, 5:00 am by Will McAllister
  David Hoyt, Senior Executive Vice-President of Wholesale Banking, earned an annual salary of $2,293,231 and received a total compensation package of $12,765,256 in 2010. [read post]
21 Mar 2014, 7:14 am by Ildiko Duckor
  You must maintain those assets with a “qualified custodian” such as a bank, trustee, or prime broker. [read post]
18 Sep 2014, 4:37 am by Kevin LaCroix
The shareholders were eager to improve corporate governance structures of the bank by having an independent chairman acting as a counterweight to the chief executive. [read post]
16 Jan 2015, 10:11 am by John-Paul Boyd
Apart from meaty ideas about fundamental justice, arbitrary decision-making and the independence and interrelationship of the branches of government, the rule of law also describes certain basic principles about the legislature and the legislation it produces: Laws should treat those they govern equally. [read post]
14 Jan 2021, 5:57 pm by Michel-Adrien Sheppard
” There are many resources from American scholars, legal analysts and independent sources such as the Congressional Research Service to help readers start to unpack the many concepts involved. [read post]
16 Oct 2017, 6:24 am by Michael Geist
This submission, which is based on several earlier public posts, columns, and an appearance before the Senate Standing Committee on Banking, Trade, and Commerce, focuses on two areas. [read post]
19 Dec 2022, 4:16 am by Rob Robinson
ISW seeks to promote an informed understanding of war and military affairs through comprehensive, independent, and accessible open-source research and analysis. [read post]
13 Feb 2020, 2:32 pm by Deepak Gupta
But what about when a consumer-protection agency brings an enforcement action against a bank? [read post]
19 Aug 2019, 9:04 pm by Marissa Fritz
Cohen explains that consumers may screen donors independently, but there are no formal regulations to determine whether the donor milk is safe. [read post]
8 Sep 2023, 12:51 pm by The White Law Group
Ameriprise Financial Services is the second-largest independent broker-dealer and one of the largest registered investment advisors (RIAs) in the U.S. [read post]
3 Feb 2016, 8:57 am by Dennis Crouch
Wells Fargo Bank, National Association, et al., No. 14-1473 W.L. [read post]
13 Aug 2024, 10:19 pm by The White Law Group
Based in Rockville, Maryland, the dual registered broker/dealer and RIA has approximately 400 independent financial representatives with $15 billion in client assets. [read post]
27 Aug 2023, 7:49 pm by The White Law Group
Western International Securities (CRD#: 39262) is an independent broker-dealer based in Pasadena, CA. [read post]
Dear Readers, I’m disappointed in Obama; as an independent (for years now), I, like many others, voted for him in the hope that he would be something different. [read post]
29 Aug 2023, 12:32 pm by The White Law Group
  Hilltop Securities (CRD#: 6220) is an independent broker-dealer based in Dallas, Texas. [read post]
3 Aug 2023, 11:22 am by The White Law Group
The Advisor Group affiliated firm is one of eight independent broker-dealers who will be rebranded as “Osaic” this fall. [read post]